- Bank of America (Charlotte, NC)
- Regulatory Reporting Operations Senior Professional Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at least ... grow, and make an impact. Join us **Description:** The Regulatory Reporting Operations Senior Professional is part of the Enterprise Position Monitoring… more
- Bank of America (Charlotte, NC)
- …goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations . We are therefore looking ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring...relationships **Required Skills:** * 10+ years of Banking experience; Professional qualifications preferred. * Global Markets Operations /Technology… more
- Truist (Charlotte, NC)
- …liquidity reporting . Implementation, management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line of ... and governance for all risk types inherent in the regulatory reporting function. Following is a summary...risk related management, including but not limited to audit, operations , process engineering or risk management 3. Professional… more
- Truist (Charlotte, NC)
- …following job description:** Implementation, management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line of ... for aggregated oversight and governance for all risk types inherent in the regulatory reporting function. Following is a summary of the essential functions… more
- TD Bank (Charlotte, NC)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- ManpowerGroup (Charlotte, NC)
- …data analysis and reporting . + Knowledge of data management and regulatory reporting , specifically FRY14 and 2052A. + Excellent organizational skills with ... , you will be part of the Data Management Operations team supporting regulatory compliance and data...W2)** **What's the Job?** + Support FRY14 data quality, reporting , and regulatory remediation efforts in collaboration… more
- Grifols Shared Services North America, Inc (Research Triangle Park, NC)
- …regulatory requirements, obtain clarification and discuss and determine strategies for regulatory reporting . Filing as needed or required based upon ... company projects, may serve as department representative. + Responsible for ad hoc regulatory reporting (ie vaccine adverse events). + Maintain applicable shared… more
- Sumitomo Pharma (Raleigh, NC)
- …efficiency and maintenance of quality **_Communications_** + Accurate and timely reporting status regulatory projects; escalate unresolved issues to appropriate ... the interests of the Company + Highly developed understanding of global regulatory dynamics + Unquestionable ethics, professional integrity, and personal values… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …We are seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support our ... home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting...and 53 would be qualified to register as an Operations Professional (Series 99) without passing the… more
- Equitable (Charlotte, NC)
- Regulatory Affairs Paralegal ( 250000HV ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : Equitable **Schedule** : Full-time **Description** At ... flexibility, and connection. Come join the Law Department's Legal Operations Team and enjoy working for a leading financial...is currently looking to hire a Paralegal within the Regulatory Affairs Practice Group which is a part of… more