- Datavant (Raleigh, NC)
- …complex problems with technology-forward solutions. Datavanters bring a diversity of professional , educational and life experiences to realize our bold vision for ... units. The Zone Manager will coordinate with cross-functional teams including Legal, Operations , and Security to support risk mitigation, training, and adherence to … more
- Dentsply Sirona (Charlotte, NC)
- …where required. Maintaining an environment of effective internal control over financial reporting and compliance with all applicable regulatory standards are ... Dentsply Sirona is the world's largest manufacturer of professional dental products and technologies, with a 130-year...GAAP, local accounting standards and the Company's accounting and reporting policies. You will also manage all aspects of… more
- Equitable (Charlotte, NC)
- … to the CCO are the Firm's 3120 audit teams, Surveillance oversight, regulatory reporting , regulatory examinations, and training programs. The DCCO ... independent broker dealers and is Equitable's fastest growing business segment. Reporting to Equitable's Advisors Chief Compliance Officer, the Equitable Advisors… more
- TD Bank (Charlotte, NC)
- …with relevant stakeholders, briefings to senior management and production of associated reporting . **Depth & Scope:** + Highly seasoned professional role ... developing and maintaining TD's US Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and other applicable… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... on key business and/or product decisions + Provides requested information to regulatory agencies and advises management on potential and ongoing compliance issues +… more
- TD Bank (Charlotte, NC)
- …Non-Model Risk Management program. **Depth & Scope:** + Highly seasoned professional role requiring substantial knowledge/expertise in a complex field and knowledge ... overarching strategy in developing solutions across multiple functions or operations + Interprets internal/external business challenges and the industry environment,… more
- Wells Fargo (Charlotte, NC)
- …Capital Markets Operations , and related processes + Knowledgeable of Regulatory Position and/or Transaction Reporting processes, Qualified Financial Contract ... Team as part of our Corporate Investment Banking (CIB) Operations division. Learn more about our career areas and...wellsfargojobs.com. This role plays a critical part in supporting regulatory reporting controls and capability testing while… more
- TD Bank (Charlotte, NC)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- Truist (Charlotte, NC)
- …This is a Senior role and key contributor to the Truist second line-of-defense (LoD2) Regulatory reporting and data testing team (RDT) team reporting to the ... test planning and development, methodology, implementation,, execution, and results reporting and Issue oversight. Includes staffing, training and readiness,… more
- TD Bank (Charlotte, NC)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more