• Managing Director and Chief Compliance…

    Manulife (New York, NY)
    …1940 (the "RICs"). The RICs currently invest in privately originated middle market senior loans and US commercial mortgage real estate loans. Responsible for the ... asset-backed securities, investment grade and high yield corporate credit (including senior secured loans and convertible bonds), and equities. Addition to … more
    Manulife (09/25/25)
    - Related Jobs

  • Audit Professional Practice Consultant

    M&T Bank (Buffalo, NY)
    …internal audit function. + Design, maintain, and/or execute effective internal audit processes and reporting to support the operations of the division on a daily ... ownership may include one or more of the following: Audit Methodology, Operations and Reporting , Quality Assurance, and Talent Management. Deliverables are… more
    M&T Bank (09/12/25)
    - Related Jobs

  • Director of Patient Services, Homecare RN - Hapi

    The New Jewish Home (Bronx, NY)
    …Patient Care to join our team. Job Summary: Oversees all clinical operations , performance improvement activities, training and supervision of nursing and field staff ... Ensures compliance by staff with all applicable Federal, State and local regulatory and accreditation standards. o Ensures that required professional and ancillary… more
    The New Jewish Home (09/24/25)
    - Related Jobs

  • Director, US Deputy CISO

    Scotiabank (New York, NY)
    …peers, and functional groups by leveraging IT and risk expertise. + Partners across senior executives US CIO, Global CISO, Risk, Operations , compliance and legal ... Oversee analyses of systems or asset data and deliver monthly / quarterly reporting for senior management, Internal Controls, GRM, Compliance, Audit, Operational… more
    Scotiabank (08/23/25)
    - Related Jobs

  • Product Controller

    Marex (New York, NY)
    …variances, and implement corrective actions. + Automate and maintain daily financial reporting on regulatory capital and working capital usage. + Identify ... pricing discrepancies. + Adapt quickly to ensure accurate daily reporting to senior management. + Manage ad-hoc...with front-office personnel and desk managers to ensure smooth operations and accurate financial reporting . Work closely… more
    Marex (09/28/25)
    - Related Jobs

  • Sr. Manager of Internal Audit

    Heritage Financial Credit Union (Middletown, NY)
    …CISA, and bring deep knowledge of internal controls, risk management, and regulatory requirements? Have you partnered with external agencies on risk-based internal ... a trusted advisor function embedded in strategic decision-making. We are seeking a Senior Manager of Internal Audit who brings curiosity, critical thinking, and a… more
    Heritage Financial Credit Union (08/08/25)
    - Related Jobs

  • US Head of Finance

    Robert Half Finance & Accounting (New York, NY)
    …directly into the Group CFO and oversees Financial Accounting (GAAP), Management Reporting , Treasury/Liquidity, FP& A, Audit and Regulatory Filings. This role ... and Capital Management to report capital and liquidity positions and ongoing reporting requirements in conjunction with senior management. This requires the… more
    Robert Half Finance & Accounting (09/22/25)
    - Related Jobs

  • Director, Global Markets Oversight

    TD Bank (New York, NY)
    …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance ... on regulatory compliance, close partnership with business and legal, and...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
    TD Bank (09/21/25)
    - Related Jobs

  • Operational Risk Officer - Business Banking

    KeyBank (NY)
    …LOB senior management. - Maintain relationships with industry peers and regulatory bodies. - Escalates promptly to appropriate senior management or ... LOBs risks, controls, testing, remediation, loss analysis, key risk indicators, reporting , policy, and procedure development. Perform oversight activities and assume… more
    KeyBank (09/14/25)
    - Related Jobs

  • Associate, Broker-Dealer Private Side Compliance…

    SMBC (New York, NY)
    …Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the ... managing coverage areas or processes under the oversight of one or more senior team members. Incumbents are typically developing subject matter experts and known… more
    SMBC (07/15/25)
    - Related Jobs