- Citigroup (New York, NY)
- …lead internal project teams and collaborate effectively across various departments (legal, operations , product, sales). + ** Regulatory Awareness:** A keen eye ... Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. +… more
- American Express (New York, NY)
- …of the US Consumer Services Control Management Risk ID, Assessment, Testing and Reporting team is to identify, assess, mitigate, and report on Operational Risk ... within BU processes for US Consumer Services to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience through managing a clear… more
- Broadview FCU (Albany, NY)
- …data and options for adjusting risk profile of the balance sheet + Understand regulatory reporting changes. + Ensure ALM policy, IRR Program Document, and ALM ... the senior management team as needed + Understand the regulatory and management requirements of best-in-class asset liability management and responsibilities -… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs. + Advises and influences senior leaders on ... a specialist resource within BMO Capital Markets with advanced knowledge of regulatory / compliance requirements and the operations of multiple business/groups. +… more
- Wells Fargo (New York, NY)
- …compliance functional knowledge. + Develop and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and ... the front-line surveillance program in line with federal, state, agency, legal, regulatory and Corporate Policy requirements. + Oversee the Front Line's execution… more
- M&T Bank (Buffalo, NY)
- …profitability governance framework. This role ensures that methodologies, allocations, reporting and decision-making tools used in profitability measurement are ... accurate, transparent and aligned with regulatory standards and M&T's strategic objectives. Conducts advanced financial...financial results to ensure governance controls are embedded in reporting processes + Act as a trusted advisor to… more
- American Express (New York, NY)
- …the BU processes of the Credit & Fraud Risk to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience through managing a clear ... for a Manager of Risk Identification, Assessment, Testing & Reporting to be part of a dynamic team focused...on control management, which is embedded in the everyday operations of our organization. This position will involve extensive… more
- Mount Sinai Health System (New York, NY)
- …(ISMMS) provides strategic and operational leadership for the Office of the Registrar. Reporting to the Senior Associate Dean for Enrollment Services, the ... is also responsible for maintaining compliance with institutional policies and regulatory standards, including FERPA, and assessing operations against national… more
- Warner Bros. Discovery (New York, NY)
- …and Distribution** across the enterprise. This role will partner with senior leadership to provide strategic legal guidance, oversee complex commercial transactions, ... and ensure compliance across multiple disciplines-including streaming operations , product launches, technology procurement, marketing, consumer experience, global… more
- MUFG (New York, NY)
- …Credit), Finance and Regulatory Reporting , Static and Reference teams, Regulatory Operations and consolidate them in a centralized place + Assist Data ... not limited to) identifying data elements, measuring data quality, reporting data issues and working towards complying with the...Data Elements across the broker dealer entity and key regulatory reports and ensure data quality + Work on… more
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