- Principal Financial Group (New York, NY)
- …for developing and leading operational risk oversight activities for fund operations , shareholder services, fund accounting, and related in-house functions. The ... governance, and provide consistent, best-in-class oversight aligned to Board and regulatory expectations. This individual must bring deep expertise in **fund … more
- Insight Global (New York, NY)
- …methods such as Canada Lynx, US CHIPS, and FedWire, etc. -Familiarity with regulatory reporting such as EFTR Fintrac, sanction screening, fraud detection, ... Canada, including modernization of payments systems (eg, Lynx, RTR) and related regulatory expectations. -Work with internal stakeholders (eg, operations , cyber… more
- TD Bank (New York, NY)
- …SEC, FINRA and other relevant regulatory requirements. + Strong Knowledge of operations , finance, regulatory reporting , sales and trading, and applicable ... risk. **Key Responsibilities** + Manage the day to day operations of the branch inspections team which include but...senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail,… more
- Outreach Development Corporation (Richmond Hill, NY)
- …the organization's financial well-being. Compliance + Ensure compliance with financial reporting requirements, regulatory standards, tax reporting , grant ... Outreach. This role is responsible for: + Overseeing all financial operations , driving financial strategy, and providing financial leadership across the… more
- TD Bank (New York, NY)
- …overarching strategy in developing solutions across multiple functions or operations + Interprets internal/external business challenges and the industry environment, ... compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guides others… more
- Neuberger Berman (New York, NY)
- …managed accounts (SMAs). + Extensive experience with trade management workflows, regulatory reporting , incident oversight, and operational KPIs/SLAs; ability to ... resolve front-to-back issues impacting execution, risk, performance attribution and reporting . The role centralizes Aladdin problem-solving, builds operating playbooks,… more
- Publicis Groupe (New York, NY)
- …Markets operations , with a strong understanding of trading, settlement, regulatory reporting , and key industry integrations. The individual will serve ... Capital Markets operations covering trading, settlements, clearing, collateral, and regulatory reporting . + Partner with business stakeholders and technology… more
- TD Bank (New York, NY)
- …to automation and process improvement initiatives to enhance documentation workflows and regulatory compliance. + Prepare and deliver reporting on documentation ... and clients through capital markets deal origination including execution of regulatory and legal trading agreement requirements globally. This team maximizes revenue… more
- JPMorgan Chase (Brooklyn, NY)
- …Capital and Liquidity Policy (C&LP), LOB Finance, LOB Risk Management, External Reporting , Model Development and Review, Technology and Operations and Audit ... management activities and the firm's compliance with the requirements of the US Regulatory Capital Rules as well as local requirements in the jurisdictions where… more
- NBT Bank (Norwich, NY)
- …legal counsel to Cybersecurity and InfoSec teams, including breach notification and regulatory reporting . + Participate in the institution's Incident Response ... Range: $166,136.00 - $221,507.00 The Associate General Counsel serves as a senior legal advisor supporting enterprise-wide initiatives with a focus on strategic… more