- MongoDB (New York, NY)
- …to multiple compliance frameworks in order to support our customer's needs. The Senior Program Manager - Governance, Risk, and Compliance role will provide support ... requirements and gather feedback, preparing data for further analysis and reporting , tracking meeting minutes and actions and providing general administrative… more
- KeyBank (Amherst, NY)
- …of testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals work both autonomously on assignments and in ... collaboration with other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk management… more
- Broadview FCU (Albany, NY)
- …governance structure, ensuring a coordinated approach to risk identification, mitigation, and reporting . + Collaborate with senior leadership and business units ... of the organization to include the C-level, executive level and senior management, external vendors, business partners and community groups. Actively participates… more
- New York State Civil Service (Albany, NY)
- …any;* Monitors institution's financial condition, compliance with laws and regulations and regulatory reporting . * Meets with bank management to discern present ... Conducts examinations and reviews of fiduciary and private banking activities, and operations related thereto, at trust companies subject to supervision by the New… more
- Santander US (New York, NY)
- …to defaulted assets. + Advises management and various partners to help ensure operations comply with laws and other regulatory provisions and contractual ... approves policies, procedures, contracts and related documents for business operations , regulatory compliance, , confidentiality of proprietary information,… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …This global role includes direct reports in the United States and dotted line reporting in Asia, Europe and North America. The leader of R&D Global Quality will ... trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. The leader will be responsible… more
- Citigroup (New York, NY)
- …payments network. In combination with Citi's embedded FX, enhanced reconciliation and reporting capabilities, Spring by Citi offers a wide range of services across ... clients' corporate treasury, payment operations , marketing and sales teams. Citi is seeking a...to Citi's global policies, internal procedures, and all relevant regulatory requirements across jurisdictions. + Develop and implement robust… more
- HUB International (New York, NY)
- …The Deputy Chief Compliance and Risk Officer, will be a highly visible, senior leadership position, reporting directly into the Global/Executive Chief Compliance ... and completion of the ADV forms with support of operations and advisor staff. + Participate in the investment...strategic business initiatives. + 10+ years' experience as a senior SEC regulatory compliance professional for either… more
- Sumitomo Pharma (Albany, NY)
- …Co., Ltd. is a global pharmaceutical company based in Japan with key operations in the US (Sumitomo Pharma America, Inc.), Canada (Sumitomo Pharma Canada, Inc.) ... evaluation reports according to established safety governance policies and keeping senior leadership informed of safety issues. **Job Duties and Responsibilities** +… more
- MUFG (New York, NY)
- …to begin with in New York office and in MGS India office. Leadership/Strategic + Senior MIS leader reporting to the head of GIS Strategic Projects & Architecture ... to deliver on projects and application development defined by senior management and business needs. **Major Responsibilities** This function will… more