- TD Bank (New York, NY)
- …Program, including transformation and technology initiatives. Reporting to the Senior Manager, CPM, the Manager ensures regulatory compliance issues are ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive… more
- Mizuho Corporate Bank (New York, NY)
- …also assist in the oversight of regulatory remediation program and associated reporting to senior management and regulators. The AVP will liaise and ... About the TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is...senior management. + Maintain data integrity related to regulatory commitments within the firm's GRC tool. + Enhance… more
- Scotiabank (New York, NY)
- …Oversee, develop and assist with presentations for senior management meetings with regulatory stakeholders and regular reporting on regulatory matters to ... senior bank stakeholders and committees + Oversight of development of regulatory responses in coordination with other senior stakeholders and management +… more
- TD Bank (New York, NY)
- …and inquiries by regulators covering various businesses, functions and topics, including operations , finance, regulatory reporting , and sales and trading, ... requests. + Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. +… more
- TD Bank (New York, NY)
- …vary depending on availability and individual circumstances._ **Job Profile Summary:** The Senior Compliance Governance & Operations Analyst provides a range of ... with staff and senior management of the Bank with respect to regulatory risk matters. + Empowered to make prudent professional decisions in rendering advice and… more
- American Express (New York, NY)
- …the mid-to-long term. **How will you make an impact in this role?** The Senior Manager, Amex Offers Oversight & Excellence sits within the Amex Offers Digital Media ... team reporting to the Director, Global Enablement & Oversight. This...protect. **Key Responsibilities:** + Support operational excellence activities including regulatory /audit queries, ensuring alignment and coordination across Amex Offers… more
- TD Bank (New York, NY)
- …including Microsoft Project, JIRA and Confluence + Knowledge of Wholesale Business and Operations . + Knowledge of regulatory requirements + Knowledge of audits ... Description:** Preferred Qualifications: Short Term Assignment The TD Securities US Regulatory Management & Remediation team is responsible for the planning,… more
- American Express (New York, NY)
- … Relations team within the General Counsel's Organization to provide input to regulatory reporting and engagement with regulators. + Internal Audit Group to ... closely with all parts of the business - from senior decision makers to their teams -to support their...+ The RELM Manager is primarily responsible for supporting regulatory exams across a portfolio of US operations… more
- TD Bank (New York, NY)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- Raymond James Financial, Inc. (New York, NY)
- …of the following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a ... future._** We are seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support… more
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