- Bank of America (Charlotte, NC)
- …goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations . We are therefore looking ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring...and complex operational issues + Responsible for expense management, reporting and forecasting for operations areas managed… more
- ITG Brands (NC)
- Senior Regulatory Counsel **Location** North Carolina **City** Greensboro **Role Type** Permanent **WHO WE ARE** ITG Brands is the third-largest tobacco company ... SUMMARY + We are seeking a seasoned and strategic Senior Regulatory Counsel to join our Legal... matters, including product submissions, labeling, marketing, enforcement, and reporting . Lead legal strategy and support for regulatory… more
- TD Bank (Charlotte, NC)
- …financial controls, ensuring accuracy, compliance, and risk mitigation across the bank's financial reporting and operations . **Depth & Scope:** + Scope of role ... analysis and support for key business areas/portfolios as assigned. Proactively manages senior relationships in order to provide seasoned and deep business insights,… more
- Deloitte (Charlotte, NC)
- Senior Manager: Compliance & Reporting As a senior member of Records & Contracts (R&C), the R&C Senior Manager: Compliance & Reporting plays a key ... presentations, and analytics to inform decision-making and enable effective communications with senior leaders. + Leads the compliance and reporting team within… more
- US Bank (Charlotte, NC)
- …level of the position posted._ We are seeking a detail-oriented and experienced Financial Reporting Senior Analyst to join a team responsible for preparing and ... of assets and liabilities, schedule of investments, statement of operations , statement of changes in net assets, statement of...the SEC in order to comply with GAAP and regulatory reporting requirements. + Ensure compliance with… more
- TD Bank (Rutherfordton, NC)
- …procedures around the production of liquidity analytics for both management and regulatory reporting . + Responsible for quality, timeliness and completeness of ... Description:** **Role Responsibilities** Treasury Liquidity Measurement - Analytics & Reporting function delivers critical regulatory and internal liquidity… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Securities Tax Operations team as a part of ... Corporate Investment Banking Operations . Learn more about the career areas and business...This resource will help the team handle the changing regulatory environment and the complexities on capital market products… more
- Wells Fargo (Charlotte, NC)
- …such as legal, client onboarding, reference data, financial crimes, agreement management, regulatory reporting , technology, and new products + Foster a ... **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within...you will:** + Problem solve trade violations of certain Regulatory Programs by leveraging internal system and teams to… more
- Coinbase (Charlotte, NC)
- …securities clearing, settlement, margin, and custody * Solid knowledge of broker-dealer regulatory requirements and reporting practices * Demonstrated ability to ... within regulated financial markets? We are seeking a highly-skilled Senior Associate to be a key member of our...to be a key member of our Broker Dealer Operations team, responsible for the integrity, efficiency, and optimization… more
- Bank of America (Charlotte, NC)
- Senior Group Operations Manager - Sanctions Screening Center of Excellence Charlotte, North Carolina;Richmond, Virginia; Scranton, Pennsylvania **To proceed with ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Senior -Group- Operations -Manager Sanctions-Screening-Center-of-Excellence\_25031154) **Job Description:** **About Us** At… more