• Audit Manager I- Consumer Compliance

    City National Bank (Charlotte, NC)
    …a key role responsible for leading and contributing to compliance audits and regulatory and non- regulatory issue validation. This individual will lead and ... programs, and identifying data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze audit results, identify… more
    City National Bank (09/28/25)
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  • Head of Capital Markets Credit Risk

    Citizens (Charlotte, NC)
    …on credit risk matters within the designated portfolios. + Contribute to regulatory reporting and stress testing exercises. Team Leadership & Development: ... ideal candidate will possess deep expertise in corporate finance, credit analysis, regulatory requirements, and a proven track record of developing and implementing… more
    Citizens (09/10/25)
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  • Community Reinvestment Act (CRA) Data Integrity…

    TD Bank (Charlotte, NC)
    …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
    TD Bank (09/17/25)
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  • Lead Compliance Officer - Trade Surveillance…

    Wells Fargo (Charlotte, NC)
    …compliance functional knowledge. + Develop and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and ... the front-line surveillance program in line with federal, state, agency, legal, regulatory and Corporate Policy requirements. + Oversee the Front Line's execution… more
    Wells Fargo (09/25/25)
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  • Lead IT Risk Strategy

    City National Bank (Charlotte, NC)
    …IT Risk routines to ensure appropriate oversight, monitoring and escalation to senior leadership to ensure efficient risk management. In addition, this function ... manages and develops risk reporting and metrics to support all FLoD IT Risk...metrics to support all FLoD IT Risk routines, including regulatory oversight, issues management, risk advisory updates, escalations of… more
    City National Bank (08/07/25)
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  • COO Data Doman Business Enablement Leader

    Wells Fargo (Charlotte, NC)
    …and Insights (DMI) Teams, Technology, Control Management, and across the Global Operations Data, Analytics and Reporting Teams on policy updates, impact ... role:** Wells Fargo is seeking an experienced Data Management Senior Manager to join the Chief Operating Office (COO)...the domain, required councils and forums for DMP compliance, reporting across the domain, as well as taking lead… more
    Wells Fargo (09/30/25)
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  • Generation Program Manager I, II - TGS Generators

    Duke Energy (Mount Holly, NC)
    …teams to develop solutions, and implement the solution once approved by Senior Leadership. The Program Manager will be responsible for the governance, oversight, ... technical leadership, regulatory guidance, strategic planning, coordination, and implementation within the...levels of management, including General Managers, Vice Presidents, and Senior Vice Presidents. A high level of coordination skills… more
    Duke Energy (09/26/25)
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  • Quality Engineering Director - Fixed Income

    SMBC (Charlotte, NC)
    …of post-trade processing systems across settlements, confirmations, collateral management, regulatory reporting , and risk. The ideal candidate combines ... practices. + Oversee end-to-end testing for settlements, reconciliations, clearing, payments, regulatory reporting (MiFID, TRACE, CFTC), and other post-trade… more
    SMBC (09/09/25)
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  • Sr Quantitative Financial Analyst

    Bank of America (Charlotte, NC)
    …+ Create sophisticated, value-added analytic systems that support business operations , risk management, operational excellence, regulatory compliance, and ... scenario design, scenario implementation, results consolidation, internal and external reporting , and analyzes stress scenario results to better understand key… more
    Bank of America (09/12/25)
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  • Lead Business Accountability Specialist…

    Wells Fargo (Charlotte, NC)
    …situations requiring solid understanding of business's functional area or products, operations , and regulatory environment; facilitate decision-making and issue ... on the **Enterprise Financial Crimes Exit Team** as part of **Financial Crimes Operations .** Learn more about the career areas and lines of business at… more
    Wells Fargo (09/30/25)
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