- TD Bank (Charlotte, NC)
- …alignment with Data Policy, Standards and Strategy. The role also provides reporting , analysis, and assessments to support data governance within their business area ... + Analyzes current and emerging data related risks in day-to-day activities, operations , products and services within the Business, to ensure activities are within… more
- Equitable (Charlotte, NC)
- … to the CCO are the Firm's 3120 audit teams, Surveillance oversight, regulatory reporting , regulatory examinations, and training programs. The DCCO ... independent broker dealers and is Equitable's fastest growing business segment. Reporting to Equitable's Advisors Chief Compliance Officer, the Equitable Advisors… more
- Genentech (Holly Springs, NC)
- …support the required operations . You will contribute to cGMP documentation and regulatory filings. **Who You Are:** + You hold a Bachelor's Degree in Engineering ... and strategic Facilities Engineering Lead to oversee all facilities-related operations at our state-of-the-art manufacturing site. This critical role ensures… more
- City National Bank (Charlotte, NC)
- …The primary responsibility for this role is identifying, assessing, monitoring, and reporting all key risks. Assists operations managers with monitoring of ... other related risk activities. Provides risk management expertise while working with operations managers and other 2nd line risk partners (to include Operational and… more
- Genentech (Holly Springs, NC)
- …without formal authority, and drive technical decisions balancing project, product, quality/ regulatory and operations views. + You will provide knowledge ... support the required operations . You will contribute to cGMP documentation and regulatory filings. **Who you are:** + You hold a Bachelor's, Master's, or Ph.D.… more
- Principal Financial Group (Raleigh, NC)
- …for developing and leading operational risk oversight activities for fund operations , shareholder services, fund accounting, and related in-house functions. The ... governance, and provide consistent, best-in-class oversight aligned to Board and regulatory expectations. This individual must bring deep expertise in **fund … more
- City National Bank (Charlotte, NC)
- …a key role responsible for leading and contributing to compliance audits and regulatory and non- regulatory issue validation. This individual will lead and ... programs, and identifying data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze audit results, identify… more
- TD Bank (Charlotte, NC)
- …overarching strategy in developing solutions across multiple functions or operations + Interprets internal/external business challenges and the industry environment, ... compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guides others… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... on key business and/or product decisions + Provides requested information to regulatory agencies and advises management on potential and ongoing compliance issues +… more
- TD Bank (Charlotte, NC)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more