• CAT/Cais Reporting Analyst -Remote…

    Raymond James Financial, Inc. (Raleigh, NC)
    …of the following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a ... future._** We are seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support… more
    Raymond James Financial, Inc. (09/30/25)
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  • VP, Regulatory Affairs R&D Biopharma

    Sumitomo Pharma (Raleigh, NC)
    …will have on the Company's product portfolio. + Serve as the resident senior expert on all regulatory matters with key external stakeholders, internal ... efficiency and maintenance of quality **_Communications_** + Accurate and timely reporting status regulatory projects; escalate unresolved issues to appropriate… more
    Sumitomo Pharma (09/10/25)
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  • Senior Analyst - Vendor Operations…

    SMBC (Charlotte, NC)
    …to ensure contracts include appropriate terms, SLAs, protections, and regulatory compliance. + Foster inclusive and mutually beneficial vendor partnerships ... that support bank operations and customer experience. + Identify and implement process...experience. + Identify and implement process enhancements to improve reporting and workflow efficiency. **Qualifications and Skills** + Bachelor's… more
    SMBC (07/29/25)
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  • Senior Treasury Capital Manager (US)

    TD Bank (Charlotte, NC)
    …functions + Acts as a key point of contact for internal audit, regulatory reporting deliverables, and governance activities related to capital management + ... management reports and/or forecasts + Drives continuous improvements to the regulatory reporting and forecasting processes, focusing on timeliness, accuracy,… more
    TD Bank (09/24/25)
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  • Senior Compliance Business Oversight…

    TD Bank (Charlotte, NC)
    …**Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit, regulatory ... team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about… more
    TD Bank (09/05/25)
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  • Senior Manager, Compliance Business…

    TD Bank (Charlotte, NC)
    …with a team of enthusiastic colleagues dedicated to setting new industry standards. Reporting to the Head of Compliance, Regulatory Inventory and Regulatory ... and operate controls to mitigate LRR risk) across TD. Reporting to the Head of Compliance, Regulatory ...the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible… more
    TD Bank (08/28/25)
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  • Senior Group Risk Specialist - Wealth…

    TD Bank (Charlotte, NC)
    …for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist within Operational Risk Management ("ORM") provides a ... and the Businesses in both the US and Canada. Reporting to the Segment Risk Lead for US Wealth,...Epoch and Insured Deposit Account, the focus of the Senior Group Risk Specialist will include but not limited… more
    TD Bank (09/27/25)
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  • Senior Treasury Capital Analyst (US)

    TD Bank (Charlotte, NC)
    …management reports and/or forecasts + Drives continuous improvements to the regulatory reporting and forecasting processes, focusing on timeliness, accuracy, ... efficiency and automation + Drives continuous improvements to the regulatory reporting and forecasting processes, focusing on timeliness, accuracy, efficiency… more
    TD Bank (09/30/25)
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  • Senior Risk Partner - Compliance Officer

    Highmark Health (Raleigh, NC)
    …acts within the parameters of federal and state laws, regulations, and regulatory guidance. The incumbent is also responsible for the administration, interpretation, ... all areas in the enterprise risk taxonomy. Through matrixed leadership with Risk Operations and with support from Risk Enablement, the incumbent monitors and tracks… more
    Highmark Health (07/29/25)
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  • Senior Group Risk Analyst, (US) RCSA…

    TD Bank (Charlotte, NC)
    …with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make prudent professional recommendations - in ... details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group Risk Analyst, RCSA Manager** provides a broad range of research,… more
    TD Bank (09/21/25)
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