- TD Bank (New York, NY)
- …a key role in the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a primary control and support ... & Reconciliation Control teams to resolve issues. + Work collaboratively with Regulatory reporting team, Financial Operations teams to prioritize Regulatory … more
- TD Bank (New York, NY)
- …support for key elements of the US Compliance Program, including: + Regulatory training + Talent development + Employee experience + Strategic planning, staffing, ... with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in… more
- TD Bank (New York, NY)
- …**Department Overview:** **The Global Compliance Department is responsible for overseeing Regulatory Compliance across TDBG in accordance with the Global Compliance ... This includes independently assessing the adequacy, adherence and effectiveness of regulatory compliance management programs and controls in the business. The… more
- TD Bank (New York, NY)
- …Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments & ... Management\. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice.… more
- Marex (New York, NY)
- …Structured Products trading activities as well as knowledge of various regulatory reporting requirements. The position will primarily focus on providing real-time ... will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and...identify and resolve issues. + Ability to work and research issues with minimal oversight. + Flourish in a… more
- Marex (New York, NY)
- …as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting. The position will ... will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and...identify and resolve issues. + Ability to work and research issues with minimal oversight. + Strategic collaborator with… more
- Citigroup (New York, NY)
- …Services and Public Affairs (ESPA). The team provides high quality exam support and regulatory filings as well as strategic and advisory support for the Firm on ... objectives through the following activities: + Leveraging external partnerships and research to assist the lines of business in understanding community needs… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research , fixed income products, derivatives, energy, foreign exchange and precious ... security and contribute to the overall success of the US IS&C's governance, regulatory compliance, and risk program. This role requires a seasoned professional with… more
- CIBC (New York, NY)
- …Data Research , Decision Making, Process Improvements, Quality Assurance (QA), Regulatory Compliance, Risk Assessments, Strategic Objectives At CIBC, we are in ... Office and Technology personnel on developing and implementing solutions to address regulatory requirements; 3) identifying and addressing the regulatory aspects… more
- SMBC (New York, NY)
- …progress, and regularly review relevant procedures to address potential future regulatory gaps. **_** **Risk Management:** Utilize data-driven research and ... risk management. You will support bank's climate-related financial risk regulatory reporting and disclosure to meet Federal & State... reporting and disclosure to meet Federal & State regulatory expectations. You will work with leaders across risk… more