- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Vice President… more
- TD Bank (New York, NY)
- …of a new conflict management systems and tools, ensuring alignment with regulatory expectations and business needs. + Partner with technology teams and project ... legal and compliance stakeholders on complex conflict scenarios. + Monitor regulatory developments and industry best practices to ensure the firm's conflict… more
- New York Power Authority (White Plains, NY)
- …and to ensure a safe and sustainable workplace. Responsible for the research , collection, analyses of scientific data, development and implementation of procedures ... and techniques to meet environmental regulatory obligations and permitting requirements. Applies scientific theories to...all applicable regulations. + Remain cognizant of statutory and regulatory developments on the State and Federal level and… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... and debt securities + Oversees the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and… more
- GE Vernova (Schenectady, NY)
- …Customs operations to ensure full compliance of the region and individual country regulatory requirements for the Wind business within GE Vernova. This role supports ... support governance and collaboration between corporate functions, service providers and regulatory agencies for import & export activities and special programs. The… more
- AIG (New York, NY)
- …practices liability, fiduciary liability, crime/fidelity and kidnap & ransom insurance; + Research and review of legal/ regulatory issues impacting or potentially ... to Financial Lines insurance executives and underwriters with respect to transactional, regulatory , legal and compliance matters impacting the business unit and the… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to ... programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a… more
- University of Rochester (Rochester, NY)
- …as Reported / Per Diem Scheduled Weekly Hours: As Scheduled Department: 600223 SON Staff/ Research Programs Work Shift: UR - Day (United States of America) Range: UR ... continuously refine all program policies and procedures, ensuring they meet regulatory requirements and best practices for residential eating disorder treatment. +… more
- M&T Bank (Buffalo, NY)
- …test plans, test cases and execution of test cases. Responsible for research analysis of moderately complex data ensuring functional design of assigned projects ... Serve as mentor to less experienced staff by assisting in application training, research analysis and project methodology consultation + Serve as functional lead on… more