- TD Bank (New York, NY)
- …firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & Experience:** + Bachelors degree or ... experience + JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, and applicable rules and regulations, and the… more
- TD Bank (New York, NY)
- …and Business stakeholders to ensure technology solutions meet evolving regulatory and business requirements. **Product Control Technology Oversight:** . Manage ... engines, and controls for trading and valuation data. **Finance and Regulatory Technology:** . Oversee platforms supporting general ledger (including subledger and… more
- TD Bank (New York, NY)
- …Focuses on short to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education & Experience:** + Bachelors ... organization. + JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, at a global financial institution. + Firm… more
- Citizens (Tarrytown, NY)
- …Billion in assets, offering a wide scope of services, expertise, and research , while intimately focusing on each client's unique circumstances. The Investment ... + Oversight of the accurate and timely production of internal, client and regulatory reporting + Lead the development and implementation of new reports and… more
- TD Bank (New York, NY)
- …or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional ... 7+ years' experience required + Knowledge of reconciliation between financial statement and regulatory reports + Experience in Treasury or Capital Markets, or in a… more
- Mizuho Corporate Bank (New York, NY)
- …including administrator s , banks, custodians, and auditors + Assist with regulatory compliance, including filings of regulatory forms (NFA/SEC) + Assist ... eg macros, vlookups , pivot tables, etc.) + Experience with Audits and Regulatory Reporting (NFA/SEC) + Strong sense of personal responsibility and ownership of… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …to post commercialization; with emphasis on the large global clinical trials and regulatory filing activities. The Senior Director, GCD is responsible for all the ... develop the drug in accordance with a clinical and regulatory strategy. + Working with experts and consultants in...is highly desired. Minimum of five years of clinical research experience (post Academia). + Requires thorough knowledge of… more
- Mizuho Corporate Bank (New York, NY)
- …for improvement, increasing efficiency, and ensuring that the firm meets regulatory expectations and industry best practice Assist with Metrics reporting and ... adherence to controls and improve the supervisory control framework Assist in Regulatory Change Management Process. Keep abreast of regulatory changes, new… more
- Mount Sinai Health System (New York, NY)
- …Model to meet evidence-based practice standards, national patient safety goals, and regulatory requirements. Serves as an advisor to the CNO and Nursing Leadership ... timely manner to support all continuing practice changes and regulatory revisions. In collaboration with the MSHS Senior Director...of Health funding and in the 99th percentile in research dollars per investigator according to the Association of… more
- Wells Fargo (New York, NY)
- …Analysts may participate in include: + Performing company and industry research ; + Preparing historical financial performance analysis and modeling future financial ... development training as scheduled + Assist with deal closing including regulatory and compliance requirements Ideal Candidate for this role: + Outstanding… more