- University of Rochester (Rochester, NY)
- …protection equipment and systems for compliance with predetermined University and regulatory standards. Prepares and maintains routine and special reports on ... elevator recall, supervisory, etc., for compliance with predetermined University and regulatory standards as directed by Fire Safety Specialist or Fire Marshal.… more
- TD Bank (New York, NY)
- …a criminal background check, credit report check, civil litigation search, and regulatory agency or self- regulatory organization enforcement action search, and ... administrative, civil, and/or criminal findings by any government agency/authority or self- regulatory organization, are required by federal law for this position… more
- TD Bank (New York, NY)
- …or related working group/project teams + Possesses an understanding of the regulatory landscape and requirements, ensuring they are identified and articulated to ... resource on risk issues for assigned businesses/specializations + Participates in regulatory reviews and/or completion of risk management surveys where applicable +… more
- Travelers Insurance Company (Queensbury, NY)
- …consensus for recommendations. + Oversee and execute market, competitor, and consumer research analysis to identify and recommend new products, markets and services ... plans. + Ensure strategies and plans address compliance needs and regulatory requirements. + Oversee development of communication, training, and marketing materials… more
- US Bank (New York, NY)
- …Bank's Model Risk Management Policy and Standards, and in adherence to applicable Regulatory Guidance. The individual in this position works with Model Owners and ... Advanced understanding of applicable compliance laws, regulations, financial services, and regulatory trends that affect assigned line of business. . Prior exposure… more
- Lincoln Financial (Albany, NY)
- …will lead and execute risk-based audits focusing on operational processes and regulatory compliance across the company. In this role, you will provide independent ... through in-depth reviews of business processes from both operational and regulatory perspectives, while also providing exposure to Lincoln Financial's Information… more
- TD Bank (New York, NY)
- …of a new conflict management systems and tools, ensuring alignment with regulatory expectations and business needs + Partner with technology teams and project ... to business and compliance stakeholders on complex conflict scenarios + Monitor regulatory developments and industry best practices to ensure the firm's conflict… more
- New York State Civil Service (Syracuse, NY)
- …projects. Duties include, but are not limited to:* Perform data gathering, research , analysis, report writing and reviews of consultant products for environmental ... meetings with Department staff, consultants, host railroads, and environmental regulatory and advisory agencies.* Write reports; make recommendations; ensure… more
- Mizuho Corporate Bank (New York, NY)
- …to spearhead the credit and market risk calculations, review and interpret new regulatory rules, partner with business to understand treatment of books under new ... risk capital + Prepare analyses and commentary in response to audit and regulatory inquires on risk capital + Perform statistical analyses to forecast risk capital… more
- Wells Fargo (New York, NY)
- …specialized teams of managers and professional individual contributors + Perform market research related to development and testing of services and products + ... also be required. + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this… more