- Navy Federal Credit Union (San Diego, CA)
- …with NFFG process and procedures and FINRA, NASAA, SEC regulations. + Conduct review of accounts to communicate account status, explain activities and inform clients ... comply with Navy Federal standards and FINRA, NASAA, SEC and other regulatory agencies. + Prepare standard/special reports required by FINRA, NASAA and SEC,… more
- MUFG (San Francisco, CA)
- …to set goals, provide professional development, guidance and conduct your performance review . You will also have many opportunities to network with peers, mentors ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Veolia North America (Santa Monica, CA)
- …programs, and professionally handle client service issue resolution. Assist with regulatory agency reports and public relations duties as necessary. Performance ... reports in a timely manner. + Develop and present annual budgets for project review . + Ensure project meets or exceeds financial plans. + Forecast monthly budget… more
- Owens & Minor (Irvine, CA)
- …accurate delivery of products + Promotes staff compliance with all applicable regulatory requirements, including but not limited to: providing documents for the ... acceptable performance levels + Conducts staff meetings regularly to review business performance and requirements MINIMUM REQUIRED QUALIFICATIONS **Education and… more
- Owens & Minor (Fresno, CA)
- …accurate delivery of products. + Ensures staff compliance with all applicable regulatory requirements including, but not limited to, providing documents for the ... maintaining acceptable performance levels. + Conducts Staff meetings regularly to review new business requirements. MINIMUM REQUIRED QUALIFICATIONS + Meets company… more
- City of Stockton, CA (Stockton, CA)
- …to the City Council, officials, boards, commissions, and departments regarding legal and regulatory matters of concern to the City and its operations. The incumbent ... a valid California driver's license. Knowledge of: + Legal Research and case review ; + Standard legal references, legal terminology, forms, and documents used in… more
- Owens & Minor (San Diego, CA)
- …high quality customer service. + Comply with and adhere to all regulatory compliance areas, policies, and procedures, and best practices. + Thoroughly explain ... sleep reports to customers and review all therapy options. + Perform related duties as assigned by supervisor. + Maintain compliance with all company policies and… more
- Regions Bank (Irvine, CA)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... of three years. You may review , modify, or update your information by visiting and logging into the careers section of the system. **Job Description:** At Ascentium… more
- Patterson Companies, Inc. (Ceres, CA)
- …and procedures including all required Safety and Compliance Training and regulatory licensing + Maintain acceptable driving record and current driver's license ... GED preferred + Must have a valid driver's license + Obtain a satisfactory MVR review + Ability to drive assigned vehicle + Knowledge of delivery area and ability to… more
- Jensen Hughes Inc. (San Diego, CA)
- …EHS trainings, process safety trainings, and environmental trainings + Develop and/or review environmental documentation, such as SPCC plans, TRI reports, Tier II ... service lines. + Working knowledge or strong interest in safety practices, regulatory requirements, fire codes, and industry standards applicable to process safety,… more