- Wells Fargo (Westlake Village, CA)
- …marketing campaigns, establishing and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping ... sources by reviewing paperwork for completeness and forwarding to management for review **Required Qualifications:** + 2+ years of Brokerage and Client Services… more
- Amgen (Thousand Oaks, CA)
- …range of audiences, including executive leadership, development partners, and global regulatory agencies. This role will include global development leadership of one ... and data interpretation of CSRs and oversee filing and registration activities + Review , interpret and present clinical data to internal and external stakeholders +… more
- Wells Fargo (San Francisco, CA)
- …general trust administration, specialty trusts, custody, tax, specialty assets, regulatory , privacy, ecommerce, deposit relationship and strategy, and business ... in an efficient manner and in accordance with post-mortem planning, regulatory and statutory requirements, and internal policies, preliminary risk analysis; … more
- Wells Fargo (Los Angeles, CA)
- …with reward. + Monitors accounts/portfolios/loan bookings to assure compliance with regulatory and company requirements; communicates regulatory and company ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- Sharp HealthCare (La Mesa, CA)
- …of the Radioactive Materials License and all California State and Federal regulatory requirements. Assist staff with providing care to patients who have been ... prescription).* Accurately associate the patient to their images and ordered procedure. Review the reason for the procedure and appropriateness of exam.* Escalate… more
- Coinbase (Sacramento, CA)
- …products. We're looking for a lawyer with solid product development, regulatory and negotiation skills preferably developed within the traditional prime brokerage, ... abreast of and advise on digital currency and blockchain technology legal and regulatory issues. * Lead and assist with complex and global cross-functional efforts,… more
- Philips (San Diego, CA)
- …tools, and innovative methodologies to continuously enhance software quality and regulatory compliance. + Will oversee the development, maintenance, and management ... they are accurate, up-to-date, and fully compliant with relevant standards, regulatory requirements, and internal policies throughout the software lifecycle. +… more
- Coinbase (Sacramento, CA)
- …IT process and gap assessments against industry standards and technology regulatory requirements to evaluate control design and operating effectiveness * Design, ... review and validate processes and configurations across technology systems,...technology controls inventory to mitigate technology risks and meet regulatory requirements, technology policies, and frameworks * Collaborate with… more
- Stantec (Roseville, CA)
- …Contractor Safety Program + Training plan recommendations and requirements + Safety Program review and recommended updates + Safety Culture assessment review and ... and studies, including environmental remediation and restoration. + EHS regulatory compliance assessments and audits at industrial and manufacturing client… more
- Banc of California (Santa Ana, CA)
- …optimizing our liquidity management strategies, monitoring and ensuring compliance with regulatory requirements. Performs all duties in accordance with the Company's ... stress testing + Stay abreast of market trends, economic indicators, and regulatory changes affecting fund management + Ensure compliance with relevant financial… more