- Bristol Myers Squibb (Brisbane, CA)
- …institutes best practices with regards to planning, execution, interpretation and regulatory submission of clinical projects and studies. Provides guidance and ... defense as needed + Represents the company in interfaces with regulatory agencies globally + Drives strategy for processes improvement, contributes to… more
- BMO Financial Group (Sunnyvale, CA)
- …data entry and lending application recommendations in compliance with legal and regulatory requirements and lending policies and processes. + Applies the risk ... with the wider financial services marketplace, the legal and regulatory environment, and our commitment to uphold the highest...needed to comply with this requirement. A criminal background review and credit history evaluation will be required for… more
- AeroVironment (Simi Valley, CA)
- …meet the highest standards of quality, reliability, and regulatory compliance while supporting mission-critical defense initiatives. **Position Responsibilities** ... regulations. + Lead internal and external audits, working closely with regulatory agencies, customers, and government bodies to maintain compliance. + Develop… more
- MUFG (Los Angeles, CA)
- …+ Perform ongoing credit reviews of individual accounts through regular/ad-hoc credit review process and closely monitoring existing Problem Loans and Watch List ... line, product groups and credit divisions. + Ensure compliance with external regulatory /internal policy and procedural requirements. The right candidate will have: +… more
- Robert Half Management Resources (San Jose, CA)
- …role, you will play a pivotal part in ensuring compliance with regulatory reporting requirements for a banking organization. This position offers an excellent ... a dedicated team of professionals. Responsibilities: * Prepare and oversee regulatory reports, including call reports and submissions to relevant financial agencies.… more
- Wells Fargo (Santa Paula, CA)
- …customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or ... upon offer acceptance + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in… more
- Wells Fargo (Azusa, CA)
- …customers and partners Desired Qualifications: * Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... upon offer acceptance * Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in… more
- AbbVie (Irvine, CA)
- …conformance with AbbVie Quality System requirements and all applicable regulatory requirements. *Supplier oversight, assuring responsible Third Parties are complaint ... with cGMPs, regulatory and corporate compliance requirements and contractual agreements as...and/or combination products. *Assist project teams in planning, preparation, review and approval of quality documentation. Responsible for developing… more
- Bayer (Berkeley, CA)
- …processes and logistics with regard to safety, environment, cost, quality and regulatory requirements; * Provide key technical input for the definition of concepts ... report and ensures resolution of critical equipment items * Develop, review and implement recommendations to improve reliability of infrastructure and production… more
- City National Bank (Beverly Hills, CA)
- …all Bank Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment Act, ... catered to Preferred, personal, or small business clients. * Regulatory / Compliance - strong understanding of the ...impact on clients. * Personal & Business Financials - review financial statements to fully understand a client's financial… more