- Banc of California (Santa Ana, CA)
- …WIN(R) **THE OPPORTUNITY** Responsible for ensuring that the Bank meets both regulatory and internal Enhanced Due Diligence (EDD) requirements. Tasked with assessing ... Diligence (EDD), Customer Risk Rating (CRR) and other financial crimes and regulatory compliance reviews on (sub)merchants and PFs/ISOs. + Perform ongoing periodic… more
- Wells Fargo (Monterey, CA)
- …externally as an expert and act as a mentor for less experienced colleagues + Review , understand and offer the full suite of solutions offered by Wells Fargo to ... to 50% of the time + Obtaining and/or maintainingappropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …variety of delivery channels such as back office and front-line transactions review /approval, loan processing, new accounts, member issues review and resolution. ... makes rational recommendations to the Consumer Lending team. Quality Assurance and Regulatory Compliance Pays fanatical attention to detail and accuracy, commits to… more
- CH Robinson (Los Angeles, CA)
- …items, ensuring appropriate handling, routing, and documentation in line with regulatory obligations. + Develop and harmonize global Standard Operating Procedures ... compliance for internal teams and business units. + Monitor and analyze regulatory changes; proactively adjust policies and procedures to maintain compliance. +… more
- WSP USA (Irvine, CA)
- …for procurement package development and pricing, IFR/IRC detailed design and review processes, and IEEE/NESC Standards/NERC regulations for design work. + ... Review and advice on third-party design documents, procurement lists,...work conforms with specifications, permit applications, compliance documentation, and regulatory and technical analysis memos. + Prepare data and… more
- Gilead Sciences, Inc. (La Verne, CA)
- …during planning, designing and development of projects. . Write and review technical documentation (cleaning cycle development reports, SOPs, system lifecycle ... identification and resolution of non-conformances/deviations. . Assist in preparation of regulatory submissions and presents validation in respective SME areas to … more
- LA Care Health Plan (Los Angeles, CA)
- … review of deliverables. Ensures financial solvency compliance with regulatory and contractual requirements for plan partners, PPGs, capitated hospitals, ... and non-compliance notifications. Manages the assessment, communication, implementation of regulatory requirements that may impact internal processes. Responsible for… more
- Lincoln Financial (Sacramento, CA)
- …Financial Group's position with third parties such as federal and state regulatory bodies and agencies + Prepare and maintain registration statements for Lincoln's ... counsel and direct them on various legal projects, as appropriate Analyze: + Review documents and communications prepared for distribution to and/or use by producers… more
- LA Care Health Plan (Los Angeles, CA)
- …for conducting oversight of internal business units' compliance with the regulatory agency requirements (Department of Health Care Services (DHCS), Department of ... through Plunet and Language Vault and all tasks associated including invoice review . Maintain translation memory, glossary and style guides for optimal translation… more
- LA Care Health Plan (Los Angeles, CA)
- …the Manager and Director of the Utilization Management department in meeting regulatory time lines by maintaining an accurate database inventory of referral ... authorization and pre-certification requests to meet department timeframes and regulatory requirements; Computer Input: Accurately and completely processing referrals/authorizations… more