- City National Bank (Irvine, CA)
- …Trusts, and other Agency accounts. Perform initial legal and trust administration review of all potential new trust or investment business. Partner with Business ... WILL YOU DO?* * Perform a legal and administrative review of all potential new business. * Meet sales...Wealth Management policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,… more
- PennyMac (Westlake Village, CA)
- …filings with the Securities and Exchange Commission, audited financial statements, regulatory agencies, debt compliance reporting and internal reporting as assigned. ... 10Ks and other required filings, including the preparation and review of detailed supporting work papers. The Financial Reporting...The Financial Reporting Manager will : + Prepare and review XBRL tagging in support of SEC fillings +… more
- City National Bank (Los Angeles, CA)
- …rule implementation; research and respond to escalated fraud claims; malware alerts; review of department audit reports and other support activities defined by ... and providing exemplary customer service. Adherence to Bank and regulatory policies. WHAT WILL YOU DO? * Assist in...protection. * Provide escalation support for fraud operations, and review high risk alerts. * Complete fraud loss reports.… more
- Stanford University (Stanford, CA)
- …requiring judgment in applying non-routine procedures. + Analyze and summarize results for review with supervisor. Audit the accuracy and validity of data. + ... Review and audit case report forms for completion and...managing IRB documentation. + Maintaining research team adherence to regulatory requirements. + Familiar with or interested in developing… more
- Evolent (Sacramento, CA)
- …calls) with requesting physicians or ordering providers, when available, within the regulatory timeframe of the request and provides clinical rationale for standard ... and expedited appeals. + Utilizes medical/clinical review guidelines and parameters to assure consistency in the...guidelines and parameters to assure consistency in the MD review process to reflect appropriate utilization and compliance with… more
- Nevada County (Nevada City, CA)
- …Land Use. The Supervisor plays a vital role in focusing on improving regulatory practices and infrastructure while fostering a culture of service and collaboration ... and advancing continuous process improvement initiatives. + Develop and review program policies/procedures specific to assigned area. Interpret and apply… more
- Banc of California (Brea, CA)
- …multiple functions at the same time is required + Displays depth of regulatory requirements and risk controls; ability to manage increased complexity of staff or ... client relationship management, depending on branch size; review and be knowledgeable of departmental and human resource's policies & procedures is required +… more
- TevisHR (CA)
- …for review by insurance adjusters and other decision-makers. * Regulatory Compliance: Stay informed about relevant laws, regulations, and industry standards ... contents, and other assets covered by insurance policies. * Documentation Review : Review insurance policies, claim forms, and supporting documentation… more
- Ankura (Los Angeles, CA)
- …he/she would perform the following types of activities: + Direct and review the development of complex analytical models leveraging relational database software, ... tools. + Supervise and conduct data gathering activities, document review , and quality control of data assessment. + Apply...disputes work. + Strong understanding of the legal and regulatory issues that could affect an organization. + Familiarity… more
- JPMorgan Chase (Long Beach, CA)
- …knowledge in this area of specialization. You will adhere to all regulatory requirements while marketing and promoting the financial products offered by Chase. ... such, an employment offer for this position is contingent on JPMorganChase's review of criminal conviction history, including pretrial diversions or program entries.… more