- Sevita (FL)
- …accurate documentation; maintain confidentiality and adherence to individual rights standards; review and respond accordingly to adverse action regulatory ... protocol; manage timely incident reporting and response to higher-level incidents; review trends; work with state operations and quality improvement leadership to… more
- TECO Energy (Tampa, FL)
- …the organization protect assets from evolving cyber threats, stay in compliance with regulatory mandates, and foster a cyber risk aware culture. Serve as a solution ... response time and efficacy. 25% 1. Assists with the oversight and Review of risks, their current probability and impact assessments, associated mitigation plans,… more
- RailPros Field Services (Jacksonville, FL)
- …Training Quality and Compliance ensures the accuracy, integrity, and regulatory compliance of training records, instructor qualifications, and training content. ... The role supports regulatory alignment, audit readiness, and field training quality assurance...to ensure compliance and quality standards are met. + Review and align training materials with current CFRs and… more
- Motion Recruitment Partners (Tampa, FL)
- …with key internal stakeholders to drive end-to-end program/project management for all regulatory programs and ensures the company meets the Regulator's timelines and ... projects. + 4+ years of financial industry experience. + Must understand Regulatory Program Management. + Experience delivering technology changes related to … more
- American Express (Sunrise, FL)
- …of Defense. This role is responsible for advising the business on regulatory obligations and ensuring that front-line activities operate within internal policy and ... external regulatory frameworks. The ideal candidate has strong subject matter...business-specific Compliance expertise to the Business Unit (BU) + Review customer-facing materials- marketing, letters, disclosures, digital journeys, etc.… more
- Navy Federal Credit Union (Pensacola, FL)
- …transactions and staff activities comply with state, federal, legal and regulatory agency requirements. Oversee securities and insurance activities by reviewing, ... monitoring new accounts, trades, and insurance processing activities; includes review of any related communication, reports, presentations, materials utilized for… more
- Citigroup (Tampa, FL)
- …strategic planning, risk identification, and stress testing, providing constant oversight and review . + Cascade enterprise risk appetite and limits deeper into the ... their compliance with LOD responsibilities. + Utilize extensive knowledge of the regulatory and industry operating environment to inform the design of leading risk… more
- Arena Investors LP (Jacksonville, FL)
- …. Support front, middle and back-office personnel on a wide variety of regulatory compliance issues primarily in compliance with the Investment Advisers Act of 1940; ... with FINRA broker-dealer requirements; . Monitoring of Client guidelines and restrictions; . Review of marketing materials; . Review of compliance policies and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …policies, standards and procedures. + Develop and maintain the privacy regulatory control framework. + Develop and provide appropriate guidance, education, training ... and communication to all relevant stakeholders. + Review and assess privacy-related risk with business partners to...metrics to track privacy program effectiveness. + Respond to regulatory agencies, as applicable. + Mentor associates with less… more
- First Horizon Bank (Miami, FL)
- …location listed in job posting. **Key Responsibilities** **_CRA Exam Management & Regulatory Preparedness_** **:** + Coordinate and manage all aspects of CRA ... + Serve as an effective liaison with Federal Reserve and other regulatory agencies during CRA examinations and coordinate responses to exam-related inquiries and… more