- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account disclosures and transaction reviews to detect trends, trading ... limit firm liability. Conduct internal reviews to ensure compliance with regulatory requirements and internal policies including potential conflicts of interest.… more
- HCA Healthcare (Jacksonville, FL)
- …creation and ensure enforcement of policies and procedures, quality assurance and regulatory compliance in conjunction with the technicians and key stakeholders. The ... values of the division and hospital, comply with all regulatory standards. The pharmacist will work with the FSED...for our Free Standing ED Pharmacist opening. We promptly review all applications. Highly qualified candidates will be directly… more
- Community Based Care of Brevard, Inc. (Orlando, FL)
- …engagement and support. The Level 1 Licensing Coordinator complies with regulatory requirements. Partners with families and coordinates with CMAs and operations ... teams to ensure compliance with eligibility and regulatory standards. ESSENTIAL FUNCTIONS: Partner, Support and Coordinate with CMA and operations teams to ensure… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Schedules and oversees compliance processes including scheduling, training, and review of compliance reporting. + May report compliance program status and ... Rules and regulations of: Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; Federal… more
- JPMorgan Chase (Tampa, FL)
- …Testing CoE's overall success and strengthen the firm's compliance with regulatory obligations and industry standards. **Job responsibilities** + Lead control ... conclusions, making actionable recommendations, and distributing detailed compliance testing review reports. + Foster collaboration with Compliance and Operational… more
- Carnival Cruise Line (Miami, FL)
- …is both technical and managerial in nature with a major focus on regulatory compliance, safety and reliability, and finance. Technical decisions and approval shall ... with existing shipboard systems as well as classification and regulatory compliance. Managerial decisions will revolve around the planning, collaboration,… more
- HCA Healthcare (Fort Walton Beach, FL)
- …technical and non-technical resources and operations to meet organizational and regulatory requirements. . Execute programs for staff hiring, orientation, training, ... assignment. . Provided ongoing performance feedback to staff through coaching, performance review and counseling to ensure staff performance expectations are met. .… more
- MyFlorida (Orlando, FL)
- …SPECIAL NOTES: Four (4) or more years of professional examination, regulatory or compliance work experience relating to securities dealers, investment advisers, ... or similar experience in another financial services industry subject to complex review , including similar experience within federal, state, or local government. +… more
- Wells Fargo (Jacksonville, FL)
- …and deepen existing relationships, through outreach and pre-planned appointments + Review and analyze moderately complex customer concerns for possible resolution ... and discretion in managing client relationships through regular meetings to review financial condition and goals, provide advice regarding banking services and… more
- Performance Food Group (Tampa, FL)
- …and regulations. + Site point of contact for inspections/audits conducted by regulatory agencies such as OSHA/DOT/EPA/USDA. + Chair the OpCo Safety Committee and ... files, interface with AL/WC carrier, including the attendance of Quarterly Claim Review meetings with TPA. + Support Corporate direction pertaining to Environmental … more