- Mizuho Corporate Bank (New York, NY)
- About the TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the Bank's regulatory relationships and supervisory ... relationships with regulators. The group is responsible for managing regulatory examinations, reviews, continuous monitoring, inquiries, firmwide regulatory … more
- Healthfirst (NY)
- …the NYSDOH requirements. + Assist the appropriate business areas, including Regulatory Change Management, to implement special projects, initiatives, and activities ... to promote consistent strategic priorities. + Serve as a regulatory liaison to CMS, NYSDOH, or other regulatory...risk, and recommends or initiates necessary corrective action. + Review & approve policies and procedures, and marketing materials… more
- Citigroup (New York, NY)
- …We are seeking a highly skilled and experienced professional to lead our NAM Regulatory Reporting and Client Tax Operations team within the Wealth division. The Head ... of NAM Regulatory Reporting and Client Tax Operations will be responsible for overseeing the end-to-end regulatory reporting and tax compliance processes,… more
- Citigroup (New York, NY)
- **About the Team:** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory engagement and ... defining and implementing best practices. **About the Role:** The Finance Regulatory Engagement Communications and Reporting Director leads the directional strategy… more
- Citigroup (Getzville, NY)
- + **Team/Function Overview:** _The Regulatory Operations group (Reg Ops) is a centralized unit within the Operations team that is responsible for the implementation ... and oversight of regulatory reporting, including exception management and risk mitigation across swap dealer reporting. The group is responsible for:_ +… more
- Citigroup (Getzville, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory engagement and ... The Internal Reporting and Communications Senior Vice President for Finance Regulatory Engagement is a strategic professional who keeps senior management apprised… more
- Mizuho Corporate Bank (New York, NY)
- Regulatory Reporting Quality Assurance, Associate Quality Assurance Unit: The Quality Assurance Unit is responsible for enhancing the integrity of the bank ... regulatory reporting processes, reporting data quality as well as...data analysis/ profiling, transaction testing, control testing and conformance review + Supports management with centralized issue management program:… more
- SMBC (New York, NY)
- …feedback on regulatory examinations, responses and engagements. Engage in effective review and challenge. + Assist in the preparation of responses to ... benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations...Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's … more
- Citigroup (Getzville, NY)
- ** Regulatory Operations Senior Data Analyst - AVP** **Team/Function Overview:** The Regulatory Operations group (Reg Ops) is a centralized unit within the ... Operations team, specializing in data-driven regulatory reporting, analysis, and quality assurance for swap dealer reporting. We ensure accurate and compliant… more
- JPMorgan Chase (Brooklyn, NY)
- …Reporting (BCAPR), consisting of the Bank Controller, Corporate Accounting Policy, Regulatory Reporting Policy, Inter-entity Analysis, Quality Review & Control ... Join our Regulatory Reporting Policy team as a Vice President! The Regulatory Reporting Policy team sits within Corporate Finance - Corporate Controllers… more