- TD Bank (New York, NY)
- …organizational skills for document management, reporting, system administration, etc. Please review desired skills & experience below as you consider this ... with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in… more
- TD Bank (New York, NY)
- …**U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists ... in remediation of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit, prepares periodic reporting to multiple… more
- Bloomberg (New York, NY)
- …and their potential impact on the product and business + Draft, update and review compliance policies in line with regulatory requirements + Prepare reports for ... under the UK Benchmark Regulation ("BMR"). The ideal candidate will have regulatory as well as product knowledge and experience with indices, financial benchmarks… more
- KeyBank (NY)
- …monitoring activities may include but not limited to assisting with the review and challenge of complaints, policies, procedures, training program content, issues ... management, implementation of regulatory changes, reporting routines (executive, regulatory , and...help identify risks, assist with development and execution, provide review and challenge on complaints, and advise on and… more
- Catholic Health Services (Melville, NY)
- …opportunities for improvement from both internal and external sources including regulatory agencies. Responsibilities include but not limited to: Receives, manages ... provides clinical reviews and/or submissions as required by contractual or regulatory requirements. Researches initial denial, identifying reason for the denial and… more
- Veolia North America (New Rochelle, NY)
- …daily direction and communication to employees so customer inquiries, field orders, regulatory complaints, and revenue controls are all handled in a timely, ... to continuously improve Customer Satisfaction Surveys as well as reduce regulatory complaints. + Maintain adequate call center, backoffice, revenue, collection and… more
- New York Power Authority (White Plains, NY)
- …Units, to create environmental value for the Authority and our customers, support regulatory excellence and to provide support to leadership on all issues + Perform ... environmental and public policy issues and resolution of issues associated with regulatory mandates applicable to the Authority's diverse fleet of facilities. +… more
- Wells Fargo (New York, NY)
- …leader is responsible for aligning product innovation with client needs, regulatory requirements, and market trends. **Key Responsibilities:** + **Product Strategy & ... + Oversee the lifecycle of all investment products, ensuring applicability, regulatory compliance, and relevance. + Collaborate with partners across WIM (Well… more
- Marex (New York, NY)
- …Structured Products trading activities as well as knowledge of various regulatory reporting requirements. The position will primarily focus on providing real-time ... units. Such guidance will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practices. In… more
- Marex (New York, NY)
- …as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting. The position will ... unit(s). Such guidance will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practices.… more