- Stony Brook University (Commack, NY)
- …by the MCO within timeframes required by MCO. + Gather and review data for reporting purposes to meet MCE delegated credentialing contractual obligations. ... agreement. Upon notice from the MCO, furnish the report or roster review within the timeframe required by delegated credentialing agreement. At the request… more
- KeyBank (Albany, NY)
- …not limited to, new account opening, investment and insurance suitability review , financial planning oversight, customer complaint research and resolution, periodic ... Functions:** *Act as formally designated FINRA general principal in all regulatory capacities for activities of KIS registered representatives in assigned territory.… more
- TD Bank (New York, NY)
- …or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional ... risks and ensures escalation of key risks to appropriate areas and/or executive review with business executive findings and action plans to mitigate and manage these… more
- Molina Healthcare (Yonkers, NY)
- …define and resolve **Knowledge/Skills/Abilities** Responsible for the oversight of regulatory compliance of Corporate Operations functions, including but not limited ... of internal compliance audits, represent Corporate Operations on external regulatory or associated audits, oversee function support areas requiring consistent… more
- Unither Pharmaceuticals (Rochester, NY)
- …Specialist will facilitate the site internal audit program and assist in regulatory agency inspections, and customer audits. B. DUTIES / RESPONSIBILITIES: Oversee ... process. Provide risk assessment training to site personnel, create, review , and/or approve risk assessments. *Ensure remediation activities identified during… more
- MUFG (New York, NY)
- …Policies and Procedures and that said documents are updated in accordance with review schedules and remain relevant in the context of business/market events; + ... Ensure adherence to relevant regulatory requirements and accounting standards; + Documentation of control activities and methodologies undertaken in respect of the… more
- JPMorgan Chase (Brooklyn, NY)
- …product/industry/market knowledge in specialty areas of reporting + Consolidate, review , and analyze quarterly financial data for accuracy and completeness ... data collection and quarterly business results with various lines of business, Regulatory Controllers, and SEC reporting teams + Assist in the thorough assessment… more
- Citigroup (New York, NY)
- …manage, measure and mitigate operating risks across Investment Solutions + Assess, support, review , challenge MCA as delegate to Key Risk Owner and Control Owners + ... building a strongly engaged team. + Lead significant Investment control related regulatory interactions globally, including items related to Citi regulatory … more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. The leader will be responsible ... and Risks will be reported periodically to Senior Management through the Management Review process to ensure alignment with Company policy and strategy and gain a… more
- MUFG (New York, NY)
- …the execution of the Incident Management (IM) planning and testing program, including review of test results and remediation of any observed weaknesses + Facilitate ... + Familiarity with the Sound Practices to Operational Resilience, and ensure all regulatory requirements (eg FFIEC, OCC, FRB) are being adhered to + Propose… more