- TD Bank (New York, NY)
- …assessing, and mitigating financial crime risks, ensuring compliance with regulatory requirements, and providing expert recommendations on complex matters. This ... of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with the 1st line of defense on the… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal ... resources + Oversee and manage any external reviews and regulatory requests related to QAIP activities and processes +...and thematic reviews based on analytical reviews of QA review results, stakeholders' inputs, internal & external review… more
- Mohawk Valley Health System (Utica, NY)
- …team, supports the organizational priority of high reliability and the peer review process. Core Job Responsibilities + Responsible for the oversight of the ... Internal Audits, Root Cause Analysis, and External Surveys by regulatory agencies etc. and various other sources as per...Actively participates on teams and committees related to peer review and process improvement at MVHS as required. +… more
- Lotte Biologics USA LLC (Syracuse, NY)
- …as needed. + Support Process Characterization (PC) documentation preparation and review , data entry verification in PC documents, resource scheduling and ... statistical tools to address project objectives and/or support of regulatory submissions + Collaborate with functional groups including process development,… more
- Cardinal Health (Albany, NY)
- …maintains security policies and IT compliance programs in alignment with regulatory , legal, and contractual requirements, while collaborating closely with key ... HITRUST, SOC 2), and proactively driving compliance to emerging regulatory obligations. The manager will lead a high-performing team...other status protected by federal, state or local law._ _To read and review this privacy notice click_ here… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. + ... + Ensure strict adherence to internal policies, procedures, and relevant regulatory requirements (eg, AML, KYC, sanctions screening). + Proactively identify and… more
- JPMorgan Chase (New York, NY)
- …Liquidity Policy, you will help to interpret and provide guidance on US regulatory capital and liquidity rules for current, pending, and proposed strategic business ... Book RWA Equity requirements. You will be responsible for delivering high quality regulatory capital & liquidity analyses and reviews by maintaining a high level of… more
- KPH Healthcare Services, Inc. (East Syracuse, NY)
- **Overview** **Scope of Responsibilities:** Responsible for all regulatory , compliance, and accreditation matters within HealthDirect. Oversees the development, and ... standards pertaining to its state licensure, third party administrators, utilization review and management requirements. The Manager of Compliance and Clinical… more
- Gateway Hudson Valley (Kingston, NY)
- …service areas in accordance the Individualized Service Plan, certifying/ regulatory bodies including OMH/OPWDD/HUD, and Gateway's goals. ESSENTIAL RESPONSIBILITIES ... + Record, monitor, and review Individual Service Plans/Residential Habilitation Plans for assigned caseload....of crisis situations and report incidents per agency and regulatory requirements. + Observe and record in the log… more
- Citigroup (New York, NY)
- …whilst ensuring our audit work is based on IIA Standards and regulatory expectations; integrate an Agile approach into all assurance activity; whilst, driving ... stakeholders that IA's standards are being met + Provide assurance that Regulatory deliverables are appropriate + Promote the delivery of best-in-class internal… more