- Capital One (New York, NY)
- …with first line to support adherence to KYP policies, standards, procedures and regulatory requirements; partnering with line of business AML Advisors to assess new ... corrective action of compliance breakdowns, and changes in law, regulation and regulatory guidance + Oversee, credibly challenge, and assess the AML risk business… more
- University of Rochester (Rochester, NY)
- …wide range of scientific and medical documents in support of clinical, regulatory , and collaborative functions across CHeT. Ensures accuracy, clarity, and alignment ... therapeutic areas, while maintaining compliance with medical writing standards and regulatory requirements. **ESSENTIAL FUNCTIONS** + Develops and authors a variety… more
- American Express (New York, NY)
- …our compliance risk assessment governance framework is robust, aligned with regulatory requirements, and effectively manages compliance risks across our firm, ... will ensure the CRA program is robust, risk-based, and responsive to regulatory expectations, while also driving consistent execution by second line compliance… more
- WMCHealth (Valhalla, NY)
- …Job Summary: The 340B Program Compliance Analyst is responsible for maintaining regulatory compliance within the 340B Program across all WMCHealth entities. This ... utilization of the 340B program and compliance with all regulatory requirements in conjunction with the 340B Program Manager....to verify compliance with HRSA and internal policies. + Review and monitor all points of 340B participation, including… more
- APTIM (New York, NY)
- …V, New Source Review , and Permits by Rule--as well as compiling regulatory compliance reports such as annual emissions inventories and Title V, NSPS, and NESHAP ... 10+ years of proven expertise in environmental compliance, air permitting, and regulatory strategy. This key role supports both internal teams and external clients… more
- Gateway Hudson Valley (Beacon, NY)
- …service areas in accordance the Individualized Service Plan, certifying/ regulatory bodies including OMH/OPWDD/HUD, and Gateway's goals. ESSENTIAL RESPONSIBILITIES ... + Record, monitor, and review Individual Service Plans/Residential Habilitation Plans for assigned caseload....of crisis situations and report incidents per agency and regulatory requirements. + Observe and record in the log… more
- System One (Tarrytown, NY)
- …EMA, FDA, ICH E2E). + Demonstrated ability to manage safety data extraction, review , and narrative development. 2. Regulatory Agency Interaction & Inspection ... Readiness + Participation in regulatory inspections or audits focused on pharmacovigilance. + Preparation of documentation for FDA, EMA, MHRA, or other agencies. +… more
- Tradeweb (New York, NY)
- …components of the firm's ERM program, including control testing oversight, regulatory risk assessments, risk metric development, and governance reporting. The role ... of enterprise-level risk practices to help advance Tradeweb's risk maturity and regulatory alignment. **Job Responsibilities** + Lead the planning and execution of… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to ... a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team...Lead the design and execution of testing engagements. + Review all workpapers and manage testing progress for each… more
- Ankura (New York, NY)
- …and execution of projects and workstreams involving the identification, collection, processing, review , and production of electronic data relevant to litigation or ... regulatory investigations . Responsibilities: Functional Discovery Tasks: + Collections/Pre-Processing...with client and Bright Labs' forensics team and quality review collections documentation supplied by the forensics team +… more