- WMCHealth (Suffern, NY)
- …Reviews, and as appropriate, investigates actual or potential safety events. . Performs chart review for quality or peer review . . In collaboration with Medical ... Staff Leadership assures timely completion of peer review activities. . Provides leadership for internal quality,...to maintain a state of continuous service readiness for regulatory surveys. . Works collaboratively with leadership across the… more
- Constructive Partnerships Unlimited (Manhattan, NY)
- …and regulatory standards. 6. Participate with nursing management to review , update and develop policies and procedures for clinical practice, as needed. ... the Training Department, oversee the AMAP training program to ensure regulatory compliance and support staff competencies. B. NURSE ADMINISTRATOR POSITION DUTIES… more
- Citigroup (New York, NY)
- …and investigating internal processes and controls, managing any internal audits or regulatory exams to uphold institutional integrity. + Assess and analyze risk ... activities and processes to ensure compliance with relevant legal and regulatory requirements. + Stay informed about industry trends, leverage strong communication… more
- MUFG (New York, NY)
- …Validation (IM Validation) team and engaging with business partners to resolve review comments and discrepancies. This role requires someone with a strong ... once they are recognized and agreed as issues + Review management action plans (MAPs) development to ensure MAPs...of Defense (SLoD), Third Line of Defense (TLoD), or regulatory authority, and identify required resources for remediation. +… more
- TD Bank (New York, NY)
- …growth strategy, driving transformation and modernization to address evolving regulatory scrutiny, enhance operational efficiency, and support business expansion. ... Communication Surveillance, Financial Crimes & Risk Management (transaction surveillance), Regulatory Compliance Management, and Conduct & Supervision. **Role Summary**… more
- TD Bank (New York, NY)
- …risks and ensures escalation of key risks to appropriate areas and/or executive review with business executive findings and action plans to mitigate and manage these ... & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel etc.)… more
- Fujifilm (Albany, NY)
- …advertising and marketing, competitor interactions, and other matters. + Draft, review and negotiate a variety of complex commercial contracts, including customer, ... colleagues and outside counsel on a regular basis to review and handle a large volume of contracts, to...Counsel and senior business management on general legal and regulatory risks affecting the Medical Device businesses, including with… more
- Citigroup (New York, NY)
- …& Standards. This group is a critical contributor in strategic projects supporting regulatory feedback and influence Citi's data infrastructure. To this end, we are ... a major US Bank) with 5 - 8 years of experience in regulatory reporting or liquidity management cross-functional programs. This is an individual contributor,… more
- Motion Recruitment Partners (New York, NY)
- …platforms (ATS, electronic exchanges), trading desk (NASDAQ) and SEC regulatory requirements. * Background in Legal/compliance, audit, or data/metrics backgrounds ... * Knowledge of the US regulatory environment pertaining to alternative trading systems and the...background is helpful * Good with numbers, able to review documentation for completeness, accuracy & timeliness of data… more
- JPMorgan Chase (New York, NY)
- …launch/modify the product. + Implement the appropriate risk-focused oversight controls. + Review and approve Funds' financial statements and regulatory filings; ... Audit Committee clearance meetings, principal financial/executive officer certifications, etc. + Review and provide input to all Fund-related regulatory filings… more