- Sunrise Senior Living (Brooklyn, NY)
- …and volunteers. + Recruit entertainers and schedule special events. + Prepare and review the activity calendar and newsletter with the Executive Director (ED) prior ... Involve families connection with Smile app. **Resident Focus** + Review , read, notate, and initial the Daily Log to...with all Sunrise resident care programs. **Quality Assurance and Regulatory Compliance** + Ensure that the community follows all… more
- TD Bank (New York, NY)
- …growth strategy, driving transformation and modernization to address evolving regulatory scrutiny, enhance operational efficiency, and support business expansion. ... Communication Surveillance, Financial Crimes & Risk Management (transaction surveillance), Regulatory Compliance Management, and Conduct & Supervision. **Role Summary**… more
- TD Bank (New York, NY)
- …risks and ensures escalation of key risks to appropriate areas and/or executive review with business executive findings and action plans to mitigate and manage these ... & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel etc.)… more
- Fujifilm (Albany, NY)
- …advertising and marketing, competitor interactions, and other matters. + Draft, review and negotiate a variety of complex commercial contracts, including customer, ... colleagues and outside counsel on a regular basis to review and handle a large volume of contracts, to...Counsel and senior business management on general legal and regulatory risks affecting the Medical Device businesses, including with… more
- Citigroup (New York, NY)
- …& Standards. This group is a critical contributor in strategic projects supporting regulatory feedback and influence Citi's data infrastructure. To this end, we are ... a major US Bank) with 5 - 8 years of experience in regulatory reporting or liquidity management cross-functional programs. This is an individual contributor,… more
- Motion Recruitment Partners (New York, NY)
- …platforms (ATS, electronic exchanges), trading desk (NASDAQ) and SEC regulatory requirements. * Background in Legal/compliance, audit, or data/metrics backgrounds ... * Knowledge of the US regulatory environment pertaining to alternative trading systems and the...background is helpful * Good with numbers, able to review documentation for completeness, accuracy & timeliness of data… more
- JPMorgan Chase (New York, NY)
- …launch/modify the product. + Implement the appropriate risk-focused oversight controls. + Review and approve Funds' financial statements and regulatory filings; ... Audit Committee clearance meetings, principal financial/executive officer certifications, etc. + Review and provide input to all Fund-related regulatory filings… more
- Raymond James Financial, Inc. (New York, NY)
- …risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. Also, engages with regulators to ... risk controls and segregation of duties . Relevant risk-based regulatory schemes including Basel I and Basel II and...Basel I and Basel II and current rules under review . Sarbanes Oxley regulations . Software development processes… more
- ManpowerGroup (New York, NY)
- …part of the Compliance Department supporting the organization's commitment to regulatory adherence and operational excellence. The ideal candidate will have strong ... workflow management and performance oversight. + Ensure compliance with all regulatory practices outlined by CPAD, including BSA/AML/OFAC regulations. + Provide… more
- Citigroup (New York, NY)
- …and deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met; Drive implementation and adoption of consistent data ... Data issue resolution, ERM Transformation Progress, EUC Remediation efforts, Regulatory Compliance, Compensating Controls validation and remediation. + Develops… more