- Catholic Health Services (Roslyn, NY)
- …Analysis for reporting to NYSDOH Communicates with and prepares responses to regulatory agencies and patients Subject matter expert Risk Management, Insurance and ... assessments and rounding Conduct medical record reviews to identify potential regulatory concerns, quality issues, and indicators of possible litigation. Manage… more
- American Express (New York, NY)
- …tools, and procedures are effectively implemented and aligned to regulatory expectations and internal risk governance standards. **Key Responsibilities:** + ... Compliance Officers, Risk SMEs, Operational Risk, Audit, and other stakeholders to review results, identify risk themes, and challenge risk rationales. + Develop… more
- University of Rochester (Rochester, NY)
- …that employees, students, faculty, and contractors, understand and adhere to legal, regulatory , and ethical standards. The CCE will build and maintain strong, ... is being provided by other offices in the creation, review , and revision of institutional policies to ensure they...to ensure they evolve in response to new risks, regulatory changes, and institutional needs. **Other Duties as Assigned**… more
- Marex (New York, NY)
- …Full coordination and collection of client documentation and requirements to facilitate KYC/AML review and approval. + Ensure that appropriate CDD / KYC and AML ... checks are carried out on all new customers in accordance with local regulatory requirements and Group standards and procedures + Communicate with brokers, sales,… more
- M&T Bank (Buffalo, NY)
- …application changes related to an enterprise-wide or business initiative, compliance/ regulatory requirement, required system change due to contractual agreement or ... customer needs and products/services as provided by lines of business. Review business requirements with technology team to ensure understanding of project… more
- Molina Healthcare (Buffalo, NY)
- …process improvement initiatives to improve operations + Understands the compliance and regulatory guidelines for each state + Maintains relationship with health plan ... production and appropriate terminations. + Ensures staff is compliant with regulatory and company guidelines, including HIPAA compliance. + Responsible for… more
- Citigroup (New York, NY)
- …Lines of Defense model. The individual will also engage actively with the Regulatory Issue Validation audit team to support and subject matter expertise in the ... validation of regulatory issues, ensuring timelines are met and ...our search tools and/or apply for a career opportunity review Accessibility at Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm) ._ _View Citi's EEO… more
- Citigroup (New York, NY)
- …up to the Board level and extensive experience engaging with regulatory bodies. **Key Responsibilities** + **Governance Framework Development** : Design, implement, ... tailored to the evolving needs of the Strategic Ledger Initiative. + ** Regulatory Support** : Ensure the initiative anticipates and addresses the requirements of… more
- Citigroup (Queens, NY)
- …term structure model is preferred. A firm understanding of model risk management regulatory guidance SR 11-7 as it relates to effective model validation practices is ... to work well with senior stakeholders within the firm and with our regulatory colleagues is essential. This role has high visibility and growth potential--clear… more
- PNC (New York, NY)
- …automate processes - Collaborate with a wide range of partners to understand and review the mechanics of credit loss processes as well as their outputs. - Support ... to audits for SOX processes **Job Description** + Provides financial and regulatory reporting and analyses to maintain adequate controls over the financial and… more