- Mizuho Corporate Bank (New York, NY)
- …monitoring and preparation and/or presentation of related MIS reports.Manage and review the activities and/or deliverables associated with issue testing including ... reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit) related to credit risk.In accordance with the IADA policy and… more
- ICON Clinical Research (New York, NY)
- …of the laboratory operations. This role ensures compliance with all regulatory and accreditation requirements, guides clinical decision-making, and ensures that the ... that cannot be delegated, such as the Annual Safety Inspection and the review of Proficiency, must be performed by the Medical Director. Key Responsibilities include… more
- HSBC (New York, NY)
- …management and preparation, logistics, planning, fieldwork, testing, documentation and review , issue writing and agreement, report delivery, post-report issue ... and support functions (market risk, liquidity risk , finance, operations, surveillance, regulatory compliance, etc) + Exhibit knowledge of key regulatory … more
- Citigroup (New York, NY)
- …This senior role in the CTI Business Execution team will drive Regulatory Consent Order technical platform Simplification and Modernization commitments and will lead ... programs. The role will be responsible for ensuring strict adherence to regulatory requirements and enterprise governance frameworks, in collaboration with a team of… more
- Actalent (Syracuse, NY)
- …This role involves daily interactions with clinicians, sponsors, IRB, regulatory agencies, and other research professionals. As a subject/patient-facing position, ... for all aspects of trial conduct, including IRB submission, regulatory documentation, staff training, and overseeing subject enrollment. Responsibilities +… more
- Bureau of Alcohol, Tobacco, Firearms, and Explosives (New York, NY)
- …NY Plans, directs, implements and evaluates comprehensive law enforcement and regulatory programs in the field division. Incumbent assesses the effectiveness of ... criminal and regulatory programs and policies in meeting ATF goals. Manages...the announcement. To determine if you need RA, please review the Procedures for Requesting a Reasonable Accommodation for… more
- TD Bank (New York, NY)
- …communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make prudent professional recommendations ... for coordinating business continuity management (BCM) processes and supporting regulatory /compliance related initiatives impacting overall risks to the business (eg… more
- M&T Bank (Williamsville, NY)
- …+ Manage and participate in the conduct of onsite reviews of vendors to review physical security of vendor relationships and the mitigation of any risk associated ... to the Vendor Management Program based on industry and regulatory expectations. + Manage the development and maintenance of...of the Bank. + Remain current with vendor management regulatory requirements and changes as well as industry best… more
- Insight Global (New York, NY)
- …in supporting our IPO pipeline, managing clearing house relationships, and ensuring regulatory alignment with the SEC, FINRA, and Nasdaq. The ideal candidate will ... investor onboarding processes. Compliance Management Act as the gatekeeper for regulatory compliance, ensuring all activities meet SEC, FINRA, and exchange… more
- Wells Fargo (Nyack, NY)
- …customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or ... upon offer acceptance + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in… more