- New York State Civil Service (Albany, NY)
- …the New York State Gaming Commission, casino operators, and other regulatory bodies.DUTIESDirects and supervises the daily operations of the Commercial Gaming ... operational, and compliance audits of licensed casino operators.Provides technical guidance, review , and quality control of all audit work to ensure adherence… more
- Gateway Hudson Valley (Kingston, NY)
- …of residents in accordance with Gateway's goals and certifying/ regulatory bodies including OMH/OPWDD/HUD. ESSENTIAL RESPONSIBILITIES Direct Service Responsibilities ... + Record, monitor, and review Individual Service Plans/Residential Habilitation Plans for assigned caseload....of crisis situations and report incidents per agency and regulatory requirements. + Observe and record in the log… more
- City National Bank (New York, NY)
- …all Bank Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client, Community Reinvestment Act, ... catered to Preferred, personal, or small business clients. * Regulatory / Compliance - strong understanding of the ...impact on clients. * Personal & Business Financials - review financial statements to fully understand a client's financial… more
- American Express (New York, NY)
- …laws, regulatory requirements, and supervisory expectations + Design and review conduct risk controls and participate in control testing to assess effectiveness ... issue management + Monitor, assess, and manage risks arising from organizational, regulatory or environmental changes, so transitions do not expose the organization… more
- TEKsystems (New York, NY)
- …processes, with a focus on Anti-Money Laundering (AML) compliance aligned with US regulatory standards. Key Areas of Internal Audit Expertise: + US AML Compliance + ... across banking and financial operations, with emphasis on AML compliance and regulatory adherence. + Evaluate internal controls and risk management processes in… more
- New York State Civil Service (Albany, NY)
- …Commission (PSC) during utility rate cases and during other policy-related regulatory proceedings. Additionally, the UIU serves as the statewide consumer advocate ... rates as low as possible, while maintaining safe and reliable service. The regulatory and wholesale energy market processes require UIU to consider all factors,… more
- Wells Fargo (Purchase, NY)
- …management or leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9, 10, and 63 examinations (or FINRA ... as part of the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary + US only: Obtaining… more
- Deloitte (New York, NY)
- Senior Consultant, Anti-Money Laundering About Deloitte Regulatory , Risk & Forensic Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate ... multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect, and...Ability to develop AML/OFAC compliance policies and procedures and review other relevant policy and procedure manuals as appropriate… more
- WMCHealth (Kingston, NY)
- …that all services are provided in accordance with hospital and outside regulatory agency standards. They assist with policy and procedure development, long and ... growth and development of these programs Assists in ensuring regulatory compliance is maintained. + Assist in the development...is maintained. + Assist in the development of and review of policy and procedures + Maintains compliance with… more
- Coinbase (Albany, NY)
- …GRC teams, Legal and Compliance for risks, assessments, and reporting to meet regulatory requirements. * Support audit and regulatory inspections: Support data ... to grow and mature their capabilities and careers. * Regulatory familiarity: Working knowledge of major regulatory /legal...and engages in dynamic conversation. A human recruiter will review your interview responses, provided in the form of… more