- American Express (Apex, NC)
- …of Defense. This role is responsible for advising the business on regulatory obligations and ensuring that front-line activities operate within internal policy and ... external regulatory frameworks. The ideal candidate has strong subject matter...business-specific Compliance expertise to the Business Unit (BU) + Review customer-facing materials- marketing, letters, disclosures, digital journeys, etc.… more
- Fujifilm (Holly Springs, NC)
- …will oversee our Quality Product and Validation teams, along with the batch review and release teams. Your responsibilities will include ensuring that all released ... will maintain quality systems that align with CGMP, GDP, and other regulatory standards, ensuring product compliance through robust quality systems. You will play… more
- Wells Fargo (Charlotte, NC)
- …**In this role, you will:** + Problem solve trade violations of certain Regulatory Programs by leveraging internal system and teams to discover fact patterns to ... compliant with regulation and internal policies/requirement/ procedures + Identify patterns in Regulatory Programs and amend the existing process as needed to ensure… more
- First Horizon Bank (Charlotte, NC)
- …location listed in job posting. **Key Responsibilities** **_CRA Exam Management & Regulatory Preparedness_** **:** + Coordinate and manage all aspects of CRA ... + Serve as an effective liaison with Federal Reserve and other regulatory agencies during CRA examinations and coordinate responses to exam-related inquiries and… more
- Wells Fargo (Charlotte, NC)
- …ensure that the firms' requirements for supervision are in adherence with regulatory , compliance and legal requirements. The FiNet Home Office Supervisor understands ... **In this role, you will:** + Act as a location Financial Industry Regulatory Authority (FINRA) Qualified Supervisor for one or multiple WFAFN affiliated practices.… more
- TD Bank (Charlotte, NC)
- …Personal Lending. This position plays a critical role in ensuring adherence to regulatory requirements such as the Fair Credit Reporting Act (FCRA/Reg V), including ... The individual will lead and coordinate compliance-related initiatives, manage regulatory exams, and collaborate cross-functionally to support business partners.… more
- City National Bank (Charlotte, NC)
- …activities, including whole loan sales, bulk loan trades and securitization. Review and challenge credit policies, underwriting standards, and exception lending ... alignment with the bank's risk appetite. WHAT WILL YOU DO? * Review and challenge residential lending business strategies, underwriting standards, risk appetite… more
- Truist (Charlotte, NC)
- …(Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Technical accounting subject matter expert ... Financial Corporation and its subsidiaries to ensure compliance with GAAP, regulatory reporting and affiliate transaction requirements. Such complex issues include… more
- Evolent (Raleigh, NC)
- …business and operations teams across a wide range of commercial and regulatory matters, helping to structure and negotiate key arrangements while ensuring compliance ... in a complex and evolving regulatory environment. The ideal candidate will bring experience in...President, Deputy General Counsel, the Attorney will prepare and review a variety of complex contracts and provide legal… more
- CSL Plasma (Raleigh, NC)
- **Responsibilities:** 1 Perform final QA review and release for all shipment and associated documents, to ensure shipment meets customer specifications. 2 Ensure ... center records QA review to ensure thoroughness, accuracy and timeliness of required...of required information. Initiate investigation and ensure documentation of regulatory deficiencies. Determine the need for corrective action, ensure… more