- ThermoFisher Scientific (Greenville, NC)
- …quality oversight of the operational areas within Thermo Fisher Scientific. + Review and approve quality records such as investigations, protocols, and procedures. + ... + Assure compliance to all applicable regulations by proactively interpreting regulatory and compliance requirements, establishing, and maintaining systems. + Ensure… more
- ThermoFisher Scientific (Greenville, NC)
- …a Therapeutic Unit. + Serves as senior level or executive contact. + May review financial forecasting of TA. + Acts as a Champion for organizational changes, ... Capable of working independently and exercising independent judgment to assess sponsor regulatory needs and work with project team members to producing compliant… more
- Wells Fargo (Yadkinville, NC)
- …customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or ... upon offer acceptance + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in… more
- Wells Fargo (Charlotte, NC)
- …managing post-close activities and maintaining high standards of data quality and regulatory compliance. **In this role, you will:** + Lead and oversee ... ensuring data accuracy, timeliness, and compliance with internal standards + Review and validate legal and credit approval documentation, ensuring alignment with… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... of three years. You may review , modify, or update your information by visiting and...business and/or product decisions + Provides requested information to regulatory agencies and advises management on potential and ongoing… more
- American Express (NC)
- …laws, regulatory requirements, and supervisory expectations + Design and review conduct risk controls and participate in control testing to assess effectiveness ... issue management + Monitor, assess, and manage risks arising from organizational, regulatory or environmental changes, so transitions do not expose the organization… more
- Wells Fargo (Charlotte, NC)
- …wellsfargojobs.com . This resource will help the team handle the changing regulatory environment and the complexities on capital market products within the Internal ... record management + Perform 1099 and 1042-S reporting tasks such as Quality Control review of tax reporting forms, assist with trial runs and processing of tax… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... of three years. You may review , modify, or update your information by visiting and...policy and procedure documentation, governance and reporting activities, and regulatory compliance + Guides team in improving and providing… more
- GE Vernova (Wilmington, NC)
- …production. Assure released products reliably meet all requirements (quality and regulatory ). + Provide oversight for product / process qualifications, including ... review and approval of quality documents, plans and procedures....teams, support functions, and partners to meet operational and regulatory requirements. + Manage operating budget to support overall… more
- Robert Half Legal (Huntersville, NC)
- …certification needs. The ideal candidate will bring expertise in regulatory research, renewals, acquisitions, and compliance. Responsibilities: * Handle licensing ... tribal licenses. * Investigate and resolve licensing issues, ensuring adherence to regulatory standards and company policies. * Utilize local, state, and federal… more