- Truist (Raleigh, NC)
- …English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** First line of defense risk professional ... maturation of second line risk programs in alignment with regulatory expectations while balancing demands on capacity to execute...maturation of the firm's risk programs to meet with regulatory expectations. 3. Serve as a subject matter expert… more
- EMCOR Group (Raleigh, NC)
- …initiatives. + Ensure programs (and their execution) are complaint with regulatory agency guidelines, internal company guidelines and EMCOR expectations. + Lead, ... metrics and dashboards. + Provide regular reports to executive leadership and regulatory agencies as required. + Collaborate with project managers, engineers, and… more
- Catalent Pharma Solutions (Morrisville, NC)
- …coordinating testing activities, and ensuring smooth workflow and compliance with regulatory standards. This individual will work closely with project managers, ... Maintain laboratory equipment and ensure compliance with safety, quality, and regulatory standards (eg, GMP, GLP, ICH guidelines). + Coordinate with cross-functional… more
- Prime Therapeutics (Raleigh, NC)
- …assigned business area + Advise internal clients regarding compliance with regulatory requirements and corporate policies; develop and facilitate legal training and ... as an attorney or related legal experience in a regulatory or compliance role, with a minimum of 3...$124,000.00 - $211,000.00 based on experience and skills. To review our Benefits, Incentives and Additional Compensation, visit our… more
- Duke Energy (Charlotte, NC)
- …this role ensures all contractual, operational, financial, project delivery, and regulatory obligations are met while optimizing the utility's commercial and ... variances, breaches, or risks to contractual obligations. + Provide input and review of the pro-forma financial models and as-built financial analyses for new… more
- Wells Fargo (Charlotte, NC)
- …also be required. + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this ... financial fitness and criminal background standards. Wells Fargo will initiate the FINRA review process at the time of offer acceptance. This position is subject to… more
- Coinbase (Raleigh, NC)
- …Develop creative solutions to prove risk mitigation and solve for complex regulatory problems faced by the crypto industry * *Maintain an industry pulse:* ... functional requirements and across varying levels of technical stakeholders * * Regulatory familiarity: *Working knowledge of major regulatory /legal frameworks… more
- Wells Fargo (Charlotte, NC)
- …as a key participant in large-scale planning for Wealth Underwriting + Review , analyze, and evaluate complex challenges related to multi-faceted, larger scale ... **Desired Qualifications:** + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 (or FINRA recognized equivalents) sufficient… more
- Wells Fargo (Charlotte, NC)
- …and Background Investigations orders to Screenings and Investigations (S&I) team + Review results of Background Investigations and make high level dispositions + ... education **Desired Qualifications:** + 2+ years of banking and/or compliance/ regulatory experience: + Good client service skills + Effective organizational,… more
- TD Bank (Charlotte, NC)
- …and enable business growth + Plans and executes business development activities, review and communicate results, and adjust tactics accordingly + Promotes and offers ... corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Participates in cross-functional / enterprise initiatives as… more