- Wells Fargo (Gastonia, NC)
- …on the client's needs + Process loan applications for mortgage transactions and review rates and terms within guidelines + Maintain high standard of client ... as part of the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary + This position requires… more
- Wells Fargo (Charlotte, NC)
- …lock-in; analyze and offer mortgage loan products based on client needs + Review and analyze low to moderately complex financial and credit data; match customer ... as part of the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary + Individuals in Loan… more
- Synchrony (Charlotte, NC)
- …on audit issues reporting + In support of PPG reporting activities, obtain, review , and validate data and prepare data for use in various department reporting, ... PowerPoint or Tableau, for use in management reporting, board reporting, or regulatory reporting + Support continuous process improvement by identifying needs and… more
- TD Bank (Charlotte, NC)
- …provide the thought leadership in KYC required control solutions which meet regulatory expectation and deliver the best-in-class customer and colleague experience. + ... + Supports any regulator exam, audit, or other relevant control execution and review of the KYC data across Teams. **Depth & Scope:** + Extensive, specialized… more
- Coinbase (Raleigh, NC)
- …and a proven ability of taking innovative approaches to solving complex regulatory challenges. The role will include responsibility for certain core compliance ... initiatives * Serve as the Directly Responsible Individual (DRI) for preparing regulatory reporting and correspondence responsive to KYC regulatory inquiries *… more
- IQVIA (Durham, NC)
- …market rather than project budgets and change orders. + Experience with regulatory submissions. + Engaging, fast-paced environment. + Good work-life balance. **Job ... with statistical expertise. + Contribute to clinical study reports and other regulatory documents, eg NDA, DSURs, Briefing Documents, ISS, ISE, etc. + Provide… more
- GE Vernova (Wilmington, NC)
- …for GEH Advanced Nuclear projects. This will include interacting with customers, regulatory agencies, partners as well as GEH Advanced Nuclear organizations to ... Quality activities for Advanced Nuclear project activities for compliance to regulatory , customer and GEH internal requirements. + Work proactively with cross… more
- Wells Fargo (Charlotte, NC)
- …facts affecting the market. This position requires securities licensing, specifically Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or 7 and 66 (or ... experience, training, military experience, education + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63(or 66) examinations (or… more
- ThermoFisher Scientific (Greenville, NC)
- …liaison, negotiating with clients on agreements and resolving significant validation, product, and regulatory issues. **A Day in the Life:** + Prepare, review , ... and implement systems to achieve process improvements and efficiencies. + Coordinate regulatory inspections performed by the FDA, MCA, and other agencies. + Defend… more
- Wells Fargo (Charlotte, NC)
- …4+ years of team management experience + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 24 examinations (or FINRA recognized ... may also be required + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this… more