- Wells Fargo (Charlotte, NC)
- …will be accepted + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this ... financial fitness and criminal background standards. Wells Fargo will initiate the FINRA review process at the time of offer acceptance. **Base Pay:** + $225,000 +… more
- Wells Fargo (Charlotte, NC)
- …knowledge and understanding of the financial, operational, technical, and regulatory environment across multiple businesses or develop excellent subject matter ... levels of management + Ensure documentation and reporting are ready for review by managers and more experienced managers + Demonstrate credible challenge +… more
- Citigroup (Charlotte, NC)
- …exhibits in-depth knowledge of bank balance sheet management and the evolving regulatory landscape impacting a bank's management of interest rate risk, liquidity, ... + Extensive knowledge of bank balance sheet management and the evolving regulatory landscape impacting a bank's management of interest rates, liquidity, and capital… more
- Insight Global (Charlotte, NC)
- …improve efficiencies in finance and accounting processes, and ensure compliance with regulatory and SEC reporting requirements. We are a company committed to ... we collect, keep, and process your private information, please review Insight Global's Workforce Privacy Policy: https://insightglobal.com/workforce-privacy-policy/ . Skills… more
- UNC Health Care (Goldsboro, NC)
- …nurse and preceptor roles, participation in the Clinical Ladder, peer review activities, and involvement in hospital committees. It's a collaborative environment ... delivers safe and effective patient care. 6. Understands and complies with regulatory guidelines. 7. Monitors the activities of other licensed or unlicensed… more
- American Express (Apex, NC)
- …Collect and maintain partner bank and customer KYC/CDD/EDD periodic activity review information, accepting financial crimes risks associated with those relationships ... testing and remediation of identified gaps. + Lead business readiness for regulatory examinations, audits, and independent reviews focused on financial crimes. +… more
- United Therapeutics (Research Triangle Park, NC)
- …for field and corporate teams (live, virtual, and e-learning) + Translate regulatory and policy requirements into clear, engaging, and actionable training content + ... of compliance-related policies - from drafting and coordinating stakeholder review , to publishing, communicating, and tracking attestations + Collaborate with… more
- Synchrony (Charlotte, NC)
- …the model risk management process including model validation, response to independent review questions and assisting in development of action plans to address model ... SQL and/or SAS + Keep pace with the latest developments in academia, regulatory environment, risk technology (vendor and in-house) and financial services industry in… more
- Cardinal Health (Raleigh, NC)
- …knowledge, and report generation. + Understand brand-to-biosimilars conversions, FDA regulatory dynamics (eg, drug application submissions and approvals), and other ... Support research to maintain a pulse on product, supplier, regulatory , and market dynamics; understand how industry trends may...other status protected by federal, state or local law._ _To read and review this privacy notice click_ here… more
- Wells Fargo (Charlotte, NC)
- …Executive Engagement, LOB COO, Data & Analytics and CIB business partners + Review a variety of assigned and ongoing business management operations to ensure success ... subject to statutory disqualification Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report… more