- CBRE (Raleigh, NC)
- …trading windows, blackout periods, and 10b5-1 plans. + Participate in the design, review , and implementation of new or revised equity programs and policies. + ... with Section 409A, Section 83(b), IRC, ASC 718, and other relevant regulatory frameworks. + Ability to communicate complex equity concepts to employees of… more
- PNC (Charlotte, NC)
- …activity. + Regularly meets with internal business partners to communicate and review business results and pipeline management. Meets service level agreements on ... Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal… more
- ThermoFisher Scientific (Greenville, NC)
- …activities with a strategic focus on continuous improvement and regulatory compliance. This senior-level position involves leadership, mentorship, and high-level ... oversight of facility and equipment commissioning and other activities. + Review and approve: + Equipment Installation Qualification (IQ), Operation Qualification… more
- Wells Fargo (Charlotte, NC)
- …activities, needs assessment tools such as Proactive Advocate, pipeline/forecast review , CRV (Customer Relationship View), CEE (Customer Engagement Engine) + ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- GE Aerospace (Wilmington, NC)
- …timely filing of all state filings for the insurance companies + Preparation and/or review state insurance premium tax filings and other state filings + Track, and ... respond, to state notices from regulatory authorities + Coordinate with Treasury, Accounting and Operations on state payments + Assist with the tax reporting of the… more
- Truist (Charlotte, NC)
- …English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Provide first line of defense risk execution ... activities. 3. Execute coordination of the business and risk advisors in regulatory interactions through routine continuous monitoring activity or formal exams. 4.… more
- North Carolina's Electric Cooperatives (Raleigh, NC)
- …& Transmission (G&T) operations + Ensure compliance with cybersecurity protocols and regulatory mandates (eg, NERC CIP) **Job Knowledge** : + Solid understanding of ... rights pursuant to federal employment laws. For further information, please review the Know Your Rights (https://www.eeoc.gov/poster) notice from the Department of… more
- Novant Health (Charlotte, NC)
- …are aligned with patient care needs, evidence- based best practices and regulatory standards + Completes critical patient monitoring and reviews patient profile/ ... in the management of medical emergencies + Provides discharge medication review , reconciliation, and counseling as appropriate + Maintains proficiency in and… more
- Wells Fargo (Charlotte, NC)
- …often involving sophisticated financial institution counterparties + Draft and review complex legal documents, including cash management agreements, deposit account ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- Truist (Raleigh, NC)
- …English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** A role that is responsible for leading ... in corporate cyber security + 3 years' experience managing the remediation of regulatory matters and internal findings + 2 years' experience in strategic planning… more