- Citigroup (New York, NY)
- …assess and manage technical risks, demonstrating a strong commitment to regulatory compliance, ethical judgment, and transparent reporting of control issues. ... degree/University degree or equivalent experience This job description provides a high-level review of the types of work performed. Other job-related duties may be… more
- S&P Global (New York, NY)
- …market participants. **Responsibilities:** + Develop and maintain productive client regulatory relationships. + Assist with incident management for any OSTTRA-wide ... + Be available to attend onsite client meetings and client requested review sessions. + Work with various internal groups (Product/Project management, Development,… more
- M&T Bank (Rochester, NY)
- …management, early warning indicators, and other forms of credit surveillance. + Review all pertinent credit and financial information, including but not limited to ... to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging… more
- M&T Bank (Amherst, NY)
- …quality control and validation and moderate customer service requests Obtain and review documentation prior to submitting to management the details necessary for ... are correctly outlined. Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite.… more
- Intuit (New York, NY)
- …account usage stages. + Leverage fraud tools and external vendor data to review high-risk activity and recommend actions. Data-Driven Analysis + Analyze fraud trends ... in projects related to new product launches, fraud tooling enhancements, and regulatory reviews (eg, SAR filings support). + Provide fraud subject matter expertise… more
- MUFG (New York, NY)
- …marketing materials + Financial modeling, credit analysis, due diligence and documentation review + Reviewing, analyzing and interpreting portfolio data + Managing a ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- MetLife (New York, NY)
- …potential risks associated with use of AI in the company including generative AI * Review and evaluate use cases for adherence to Responsible Use of AI Policy and ... that all AI usage implementations align with industry standards and regulatory expectations. Required Skills: * Bachelor's degree in Statistics, Computer Science,… more
- MUFG (New York, NY)
- …an end to end basis for an assigned list of clients; + Monitor/ review business activities across various product areas, while fulfilling responsibilities related to ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- M&T Bank (Buffalo, NY)
- …incidents that may result in losses and compile findings for management review . + Demonstrate working knowledge of credit risk metrics including Probability of ... to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards,… more
- M&T Bank (New York, NY)
- …management, early warning indicators, and other forms of credit surveillance. * Review all pertinent credit and financial information, including but not limited to ... with non-compliance. * Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite.… more
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