- Mastercard (New York, NY)
- …Regulatory to lead the MTS Regulatory team and drive the regulatory compliance program for MTS's global portfolio of money transmission/payment services ... other interactions. * Manage external counsel as necessary, and review and analyze regulatory advice for advancing... regulatory obligations and the state of the regulatory compliance program. * Coordinate regulatory… more
- Mizuho Corporate Bank (New York, NY)
- …JD. or similar law degree highly preferred*Minimum of 10 years of experience in regulatory compliance , legal and regulatory framework and rulemaking process ... About The TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the...changes in taxonomies, frameworks, policies and procedures, training), and review and challenge key outputs and evidence. *Responsible for… more
- American Express (New York, NY)
- …or other related discipline is required. + 2-3 years of experience in regulatory reporting team, audit, compliance or risk management within the banking ... #TeamAmex. Enterprise Data Risk Management ("EDRM"), within the Global Risk & Compliance Organization, is the independent risk management function covering risk of… more
- US Bank (New York, NY)
- …+ Provide legal support and guidance on enterprise-wide regulatory reporting and compliance projects. + Review and analyze regulatory issuances and ... Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government Relations when providing legal...vary based on role, location or hours): + Healthcare ( medical , dental, vision) + Basic term and optional term… more
- Citigroup (Getzville, NY)
- The Regulatory Reporting role is a senior analyst position within the CGMI Segregation Oversight team, which is responsible for executing daily controls to mitigate ... the inherent risk of non- compliance with the SEC's Client Asset Protection rule (15c3-3),...to enhance the accuracy, efficiency, and transparency of the regulatory reporting process. + Assist the team during … more
- American Express (New York, NY)
- …#TeamAmex. Enterprise Data Risk Management ("EDRM"), within the Global Risk & Compliance Organization, is the independent risk management function covering risk of ... financial loss, reputational damage, or regulatory or legal action resulting from inadequate data governance...of origin. + Design and prepare 2LoD transaction testing review reports summarizing the approach, testing methodology and outcomes… more
- Citigroup (New York, NY)
- …management, the CRO and key stakeholders to drive awareness of and help anticipate regulatory concerns. + Review and provide quality assurance of risk management ... role that requires superior problem solving and excellent oral/written communication skills ( Regulatory , Risk, Internal Audit or Compliance background a plus) +… more
- Citigroup (New York, NY)
- …of team deliverables and coordinating consistent horizontal responses where needed; Provide review and challenge of responses to ensure regulatory feedback is ... The Enterprise Data Office (EDO) Regulatory Management senior officer will be part of...correct as needed. **Education:** + Bachelor's degree; experience in compliance , legal or other control-related function in the financial… more
- American Express (New York, NY)
- …the enterprise launch more than 28,000 marketing campaigns worldwide. The Communications Compliance Review (CCR) team within ECMX is responsible for consulting ... Responsibilities:** + Ensure American Express marketing materials meet all regulatory , legal, Brand and company standards + Work with...+ 3 years of marketing operations, advertising and/or creative review experience + 2 years in a Compliance… more
- Bank of America (New York, NY)
- …accuracy, quality, and timeliness + Defines and executes control practices, including compliance with all regulatory and policy requirements, including data ... agencies and internal control partners (eg, Audit and Compliance ), and provides reporting, as needed + Establishes credible,...of regulatory reports, and with Non Financial Regulatory Reporting Interpretation and Technology teams to review… more