- Wells Fargo (Carmel, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... monitoring covenant compliance , as well as adherence to policy and regulatory requirements to include those connected with leveraged credit extensions. + Lead… more
- Bassett Healthcare (Oneonta, NY)
- …of Care rounds, Joint Commission, Preventive Maintenance completion and any other regulatory review agency. Ensures resolution of any inspection deficiencies ... is available Manages testing results required by Joint Commission and other regulatory review agencies and monitors that testing occurs meeting task… more
- HSBC (Buffalo, NY)
- … Process + Process and Data Steward for CCAR (Comprehensive Capital Analysis & Review ) 14M Regulatory Reporting process (Finance) + Data and Testing + ... Management holds a technical/business analyst position on the D&A Risk, Finance and WPB Regulatory Team and acts as a Subject Matter Expert for Regulatory Card… more
- The Salvation Army (Jamaica, NY)
- …assurance process which includes routine audits of medical records, to ensure all medical compliance are met and the programs are audit ready. The Nursing ... all nurses and programs regarding their all aspect of medical care in conjunction of OPWDD and The Salvation...annual and complaint surveys. + Identify and resolve any regulatory compliance risk as it relates to… more
- American Express (New York, NY)
- …risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data analytics, and ... group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal… more
- Mizuho Corporate Bank (New York, NY)
- The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank, Mizuho Bank (USA) and also ... provides compliance support services to Mizuho Americas LLC, the US...the AML Transaction Monitoring, KYC, and Sanctions procedures against regulatory requirements. In addition to testing in search of… more
- PNC (New York, NY)
- …approves the preparation and analysis of detailed documents for validation and regulatory compliance . + Directs, motivates, develops and manages the performance ... frameworks, and compliance with Basel, CCAR, IRRBB and Liquidity Risk regulatory framework. This highly visible role reports directly to the Chief Market Risk… more
- Sunrise Senior Living (Glen Cove, NY)
- …exits, and in compliance with fire codes. **Quality Assurance and Regulatory Compliance ** + Demonstrate proficiency and understand the Quality Service ... Life Skills or other life enrichment activities daily. + Review resident profile and the Individualized Service Plan (ISP)...and understand the key essential duties for safety and regulatory compliance **ABOUT SUNRISE** Ready to take… more
- WSP USA (New York, NY)
- …will be a key resource for interpreting health, safety, and environmental regulatory requirements, assuring compliance and best practices. As an integral ... and will define and implement recommended actions to enhance safety and compliance . Your Impact + Provide strategic HSE guidance to WSP's Program Management… more