- Citigroup (New York, NY)
- …up to the Board level and extensive experience engaging with regulatory bodies. **Key Responsibilities** + **Governance Framework Development** : Design, implement, ... tailored to the evolving needs of the Strategic Ledger Initiative. + ** Regulatory Support** : Ensure the initiative anticipates and addresses the requirements of… more
- Actalent (Hamilton, NY)
- …on GMP, aseptic techniques, and applicable SOPs. + Support off-site Quality and Compliance functions with report preparation and review . + Contribute to new ... New York State Board of Pharmacy Supervisor, maintaining records and ensuring compliance with regulatory standards. Essential Skills + Quality assurance… more
- UMB Bank (Albany, NY)
- …Banking to respond to requests from and timely resolve issues identified by regulatory bodies, internal audits or compliance engagements, or self-assessments. + ... reviews of retail branch locations to identify operational and compliance risk within the retail branch. This associate works...Mexico. **_How you'll spend your time:_** + Ensuring each review includes, at a minimum: an assessment of branch… more
- Coinbase (Albany, NY)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal Audit ... analysis, risk assessments, development of the audit plan, project management, quality review , report issuance and issue validation across IT and business functions.… more
- WellLife Network (Lake Success, NY)
- …responsible for maintaining accurate financial records, preparing financial reports, ensuring regulatory compliance , managing audits, and overseeing the finance ... setting. + Strong knowledge of nonprofit accounting standards, fund accounting, and regulatory compliance . + Experience with accounting software (eg, Sage… more
- MUFG (New York, NY)
- …Validation (IM Validation) team and engaging with business partners to resolve review comments and discrepancies. This role requires someone with a strong ... once they are recognized and agreed as issues + Review management action plans (MAPs) development to ensure MAPs...of Defense (SLoD), Third Line of Defense (TLoD), or regulatory authority, and identify required resources for remediation. +… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Persons (AP) cannot be subject to statutory disqualification, in addition to regulatory and compliance requirements, including successful completion of criminal… more
- Coinbase (Albany, NY)
- …is for the Senior Manager, Head of KYC as part of the Financial Crimes Compliance Services (FCCS) reporting directly to the Head of Financial Crimes Compliance ... Compliance Services team, operates in a shared services model, providing compliance advisory and operations services for all Coinbase regulated entities. In this… more
- Highmark Health (Albany, NY)
- …further improper payments.Forwards case to the Credentialing and/or Medical Review Committee, law enforcement and regulatory agencies. + Responsible for ... support as needed to internal and external law enforcement and regulatory agencies, Credentialing or Medical Review Committee. + Engages in delivery of audit… more
- Sunrise Senior Living (New York, NY)
- …the Driver job description and understand the key essential duties for safety and regulatory compliance + Ability to work weekends, evenings, and flexible hours ... listed as follows: **Community Operations** + Respond to all building emergencies. + Review , reads, notate, and initial Daily Log and Maintenance Log to document and… more