- Bloomberg (New York, NY)
- …potential impact on the product and business + Draft, update and review compliance policies in line with regulatory requirements + Prepare reports for ... requirements as well as IOSCO principles; and be able to implement regulatory compliance policies, governance and controls. Strong communication and… more
- Citigroup (New York, NY)
- …helping to uphold financial stability, manage potential risks, and ensure regulatory compliance , which collectively support the company's overall financial ... + Solid understanding and experience with internal or external controls, regulatory compliance , and capital planning. + Excellent organizational skills… more
- Bank of America (New York, NY)
- …+ Analytical Thinking + Executive Presence + Influence + Collaboration + Regulatory Compliance + Relationship Building + Written Communications **Shift:** 1st ... **Required Qualifications:** + Minimum 8 years of commercial credit experience (credit review , direct lending, workout, risk management and/or regulatory ) +… more
- American Express (New York, NY)
- …as appropriate. + Oversee the development and review of Bank compliance -related policies and procedures, ensuring they meet regulatory expectations and are ... conflicting priorities under tight timeframes. **Preferred Qualifications:** + Certified Regulatory Compliance Manager (CRCM) Certification + Advance degree… more
- American Express (New York, NY)
- … Compliance expertise to the Business Unit (BU) + Review customer-facing materials- marketing, letters, disclosures, digital journeys, etc. ** Regulatory ... compliance risk assessments and control self-assessments + Support regulatory exam readiness, issue remediation, and corrective action planning + Coordinate… more
- American Express (New York, NY)
- …We create and maintain the overall risk management framework while ensuring legal and regulatory compliance . We are passionate about our commitment to drive the ... you make an impact in this role?** The Global Risk & Compliance Organization ("GRC") independently oversee the company's risk-taking and risk management activities,… more
- American Express (New York, NY)
- …We create and maintain the overall risk management framework while ensuring legal and regulatory compliance . We are passionate about our commitment to drive the ... on #TeamAmex. **Business Unit/Role Specific Info** The Global Risk & Compliance Organization ("GRC") independently oversee the company's risk-taking and risk… more
- Stony Brook University (Stony Brook, NY)
- …as a resource, providing guidance to SBM leadership and staff on requirements and regulatory topics pertaining to research and academic compliance . + The DCRCP ... at least 1-2 years of experience clinical trial monitoring/auditing, research compliance , or regulatory oversight/project management of human subject research… more
- Cardinal Health (Albany, NY)
- …within the organization develops, enhances, and maintains security policies and IT compliance programs in alignment with regulatory , legal, and contractual ... etc.), third party certification management (eg, HITRUST, SOC 2), and proactively driving compliance to emerging regulatory obligations. The manager will lead a… more
- American Express (New York, NY)
- …and other risk functions to provide oversight, challenge, and guidance, ensuring that regulatory compliance and risk management processes are embedded in the ... compliance risk assessment governance framework is robust, aligned with regulatory requirements, and effectively manages compliance risks across our firm,… more