- Citigroup (New York, NY)
- …+ Ensures timely completion of Know Your Client (KYC) and other regulatory requirements, in partnership with product partners and Relationship Managers (RM)s + ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Kids First (Queens, NY)
- …will support parent training and clinical evaluations, promoting ethical conduct and compliance with Kids First's policies. Responsibilities + Work 1:1 with clients ... + Maintain open communication with the BCBA Supervisor to review program goals and procedures for each client. +...annually renew the RBT certification as mandated by the regulatory body to maintain the certification. + Work ethically… more
- Citigroup (New York, NY)
- …teams and manage a budget + Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and governance committee reports + Lead ... reviews for all types of reviews, including the most complex, and review and approve Business Monitoring Quarterly Summaries + Participate in major business… more
- Actalent (Bronx, NY)
- …records of change order submissions, negotiations, and approvals. + Ensure compliance with contract terms, technical specifications, and regulatory requirements. ... public infrastructure or NYC DEP projects. Key Responsibilities + Prepare, review , and negotiate change orders with contractors, consultants, and project… more
- Citigroup (New York, NY)
- …audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business Monitoring Quarterly summary ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Getzville, NY)
- …Operations + This may include providing analytic support to traders and support review of derivative products + Supports an expansive and or diverse array of ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- GuideOne Insurance (New York, NY)
- …or approval by higher level underwriters. + Adhering to service expectations and regulatory compliance by the timely release of renewals, non-renewals and ... within the portfolio by: + Having regularly scheduled portfolio review calls. + Meeting service standards for quality and...and AD&D, long-term disability and short-term disability insurance + Medical , dental and vision plans to meet your unique… more
- Citigroup (New York, NY)
- …+ Delivers on time high quality Audit reports, Internal Audit and Regulatory issue validation as well as business monitoring covering Counterparty Credit Risk ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …may include managing external audits, business continuity activities or addressing regulatory issues. The Business Associate may coordinate and manage activities ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Neuberger Berman (New York, NY)
- …with overall implementations for new business initiatives. **Responsibilities:** + Daily review of trades executed for client portfolios and funds across domestic ... banks and brokers. + Perform additional daily position and transaction exception review and resolution for recons between multiple order management, accounting and… more