- MUFG (New York, NY)
- …asset portfolios to identify deterioration or negative management control trends and review compliance with policies, guidelines, and regulations. + Prepare ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- US Bank (New York, NY)
- …modeling or model validation experience. . Advanced understanding of applicable compliance laws, regulations, financial services, and regulatory trends that ... . Able to read, understand, and interpret applicable internal MRM policies and regulatory rules/guidance to confirm compliance . **_NOTE: This role offers a… more
- City of New York (New York, NY)
- …sites to ensure that construction work is performed in a safe manner, in compliance with regulatory agency requirements, and the quality of work is in ... environmental requirements are appropriately addressed. Reporting to the Environmental Compliance Manager, with latitude for independent judgment, the Senior… more
- Robert Half Finance & Accounting (New York, NY)
- …RIA, with knowledge of FINRA Regulations/Filings, policies/procedures, personal trading review /Personal Account Dealings, compliance testing and AML/KYC. Series ... an RIA + Knowledge of FINRA Regulations/Filings, policies/procedures, personal trading review /Personal Account Dealings, compliance testing and AML/KYC + Series… more
- American Express (New York, NY)
- …subject matter expertise regarding Sanctions and PEP regulations. + Identify regulatory OFAC/Sanctions compliance issues/concerns and make suggestions and/or ... the future of American Express. American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide Anti-Money… more
- NBC Universal (New York, NY)
- …be completed during 2025. Role Purpose: Reporting to the Vice President, Risk & Compliance , the Manager/Senior Manager, Risk & Compliance will be responsible for ... helping to design, establish/maintain, and manage a robust risk and compliance framework for Global Controllership including Global Finance Operations (GFO) teams on… more
- Guardian Life (New York, NY)
- …best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie, ... Do you want to be part of a collaborative Compliance Legal Team? As a Data Analyst in ...activities or optimizing process performance, quality, and speed. + Review and interpret new laws/regulations and industry standards to… more
- Langan Engineering, Environmental, Surveying and Landscape… (New York, NY)
- …to make impactful contributions. Langan is seeking an Environmental Permitting and Compliance Engineer, Scientist, or Project Manager to join its collaborative team ... individual will serve a key function in performing multimedia environmental compliance and permitting projects, including air quality permitting and compliance… more
- Coinbase (Albany, NY)
- …us as we scale worldwide. Essential to scaling is building and running a security compliance program that reflects how we protect the data and assets in our care, to ... If you love working with fast moving companies to grow and scale security compliance engines and create positive change across the business, we'd like to speak with… more
- Coinbase (Albany, NY)
- …(ie. job requirements):* 10+ years of AML or Financial Crime Compliance knowledge experience, with a focus on delivering differentiated support ... strategies.Understanding with banking regulations, payment processes, compliance , consumer and/or institutional operationsProven experience as Compliance manager… more