- Wells Fargo (Charlotte, NC)
- …SIE Certifications + CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager) + CAFP (Certified AML and Fraud ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Truist (Charlotte, NC)
- …meet regulatory reporting requirements and support the timely preparation, review , production and distribution of internal and external corporate and bank ... English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Serve as a strategic business partner in… more
- US Bank (Charlotte, NC)
- …+ Provide legal support and guidance on enterprise-wide regulatory reporting and compliance projects. + Review and analyze regulatory issuances and ... Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government Relations when providing legal...vary based on role, location or hours): + Healthcare ( medical , dental, vision) + Basic term and optional term… more
- Citigroup (Charlotte, NC)
- …interpretation of the US Basel regulatory capital rules. + Assists the regulatory policy subject matter experts' review of regulatory capital ... The Financial Regulatory Rules Interpretation role is a position within...execution and documentation of effective internal controls to ensure compliance with evolving regulations. + Performs day-to-day and ad-hoc… more
- Bank of America (Charlotte, NC)
- …accuracy, quality, and timeliness + Defines and executes control practices, including compliance with all regulatory and policy requirements, including data ... agencies and internal control partners (eg, Audit and Compliance ), and provides reporting, as needed + Establishes credible,...of regulatory reports, and with Non Financial Regulatory Reporting Interpretation and Technology teams to review… more
- Bank of America (Charlotte, NC)
- …+ Interpret Relevant Laws, Rules, and Regulations + Project Management + Regulatory Compliance + Stakeholder Management **Desired Qualifications:** + FINRA ... Analysis + Financial Accounting + Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Risk Management + Attention to Detail + Continuous… more
- Bank of America (Charlotte, NC)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non-Financial- Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25004657) **Job Description:** At Bank of America, we are… more
- City National Bank (Charlotte, NC)
- …applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, ... as a compliance subject matter expert for assigned areas. * Review marketing materials for business areas or products including mortgage ensuring materials… more
- GRAIL (Durham, NC)
- …relevant experience in clinical quality assurance, diagnostics, and/or regulatory compliance within the diagnostics, or medical device field. + Experience ... regulatory requirements and industry best practices. + Review and provide compliance advice on SOPs,...to clinical trial conduct + Understanding of appropriate global medical device/IVD requirements, such as: ICH E6 (GCP), European… more
- Alaka'ina Foundation Family of Companies (Camp Lejeune, NC)
- …Work is evaluated by observation and outcomes for effectiveness of operations and compliance with medical requirements and professional standards in terms of ... and to ensure presence of federally mandated elements of informed consent. + Review all pertinent documents to ensure recipient compliance with established… more