- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... 4+ years of team management experience + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 24 examinations (or FINRA recognized… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... accurate and timely and accurate monitoring, accurate risk ratings, covenant compliance , watchlist updates, recognition of potential problems loans of leveraged… more
- Lilly (Concord, NC)
- …creativity, encouraging team members to identify and drive improvement opportunities. + ** Regulatory Compliance :** Ensure adherence to current regulatory ... within the organization while removing barriers to team performance. Review and approve GMP documentation including procedures, deviation investigations, technical… more
- UNC Health Care (Hendersonville, NC)
- …safety initiatives, with the goal to improve clinical care documentation, regulatory compliance , workflow procedures. Responsibilities: * Develops the ... and patient safety (PIPS) mechanisms are used: concurrent chart review , issue identification, primary-secondary-and tertiary reviews, multidisciplinary and interdisciplinary… more
- Grifols Shared Services North America, Inc (Goldsboro, NC)
- …Quality Systems Manager, perform quality assurance and Training functions to ensure compliance with internal and external regulations and protocol. ** ** **Primary ... in the chart below):** ** ** * Completes weekly review of equipment QC and maintenance records. * Documents,...Systems Manager to ensure that cGMP regulation, SOPs and regulatory requirements are followed. Duties include: Under the direct… more
- Truist (Charlotte, NC)
- …emerging trends 3. Understanding of banking operations, risk management, and regulatory compliance 4. Excellent leadership, communication, and interpersonal ... - collaborate with Chief Privacy Officer and team. c. Review data requirements to enable compliance with...the division of Truist offering the position. Truist offers medical , dental, vision, life insurance, disability, accidental death and… more
- IQVIA (Charlotte, NC)
- …Matter Expert (SME). Comply with Good Clinical Practices (GCPs), applicable regulatory guidelines, SOPs, policies, and, where available, CDM guidance documents. ... are assigned to meet project deliverables. + Create and/or review and sign-off on all data management plan (DMP)...customer account) + Ensure timely follow-up and resolution of compliance issues. + Serve as Subject Matter Expert (SME)… more
- Walgreens (Mebane, NC)
- …medications are compounded, reviewed, dispensed, and verified accurately according to regulatory guidelines and company policies and procedures. Manages an efficient ... generics, less expensive medicines, and over-the-counter products. Refers to the medical provider, as needed, to ensure medication is taken correctly, health… more
- US Bank (Charlotte, NC)
- …project performance, and continually monitor risk profile of debt transactions in compliance with all applicable banking regulatory requirements and internal ... with bank policies while furthering the Bank's customer relationships. + Review complex legal documents pertaining to structured credit arrangements as well… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... or compliance . + Familiarity with data governance, privacy, and regulatory frameworks. + Strong dependency management and risk leadership skills. + Proficiency… more