- Citigroup (Miami, FL)
- …client/firm by complying with relevant policies, procedures, and country legal/ regulatory requirements. **Job Requirements** **New Client and Business Development** ... with clients **Compliance Oversight and Controls** + Comply with all regulatory policies and control procedures regarding client transactions and suitability +… more
- Citigroup (Miami, FL)
- …and seek or grant approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. + Ensure strong ... + Flag and report illegal or improper transactions, complying with all regulatory policies and control procedures regarding client acceptability. + Understand the… more
- Marriott (Ponte Vedra Beach, FL)
- …in a clear and precise manner. * Oversees internal, external and regulatory audit processes. * Provides excellent leadership by assigning team members and ... brand SOPs and owner requirements. * Facilitates critique meetings to review information with management team. **Developing and Maintaining Finance and Accounting… more
- Marriott (Bal Harbour, FL)
- …in a clear and precise manner. * Oversees internal, external and regulatory audit processes. * Provides excellent leadership by assigning team members and ... brand SOPs and owner requirements. * Facilitates critique meetings to review information with management team. **Developing and Maintaining Finance and Accounting… more
- Insight Global (West Palm Beach, FL)
- …including construction plans and specifications Guide teams through complex design and regulatory challenges Review work products to ensure quality before client ... we collect, keep, and process your private information, please review Insight Global's Workforce Privacy Policy: https://insightglobal.com/workforce-privacy-policy/ . Skills… more
- Canon USA & Affiliates (Tallahassee, FL)
- … Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible ... write/ review CMSU policies, procedures and guidance documents incorporating regulatory requirements/actions + Assist in maintaining proper preparedness for State… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Ability to quickly diagnose complex technical issues under pressure ** Regulatory & Compliance:** + Deep understanding of financial services regulations (SOX, ... decisions on emerging technologies including AI/ML for security operations + Review and approve architectural designs, ensuring solutions are both secure and… more
- Truist (Miami, FL)
- …English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Responsible for providing client coverage to ... in meeting those 7. Limited responsibility for representation with fiscal, legal, regulatory & trade entities. 8. Responsible for ensuring there is a reasonably… more
- Marriott (Miami, FL)
- …while maximizing the financial performance. Responsible for maintaining standards and regulatory requirements. Leads the emergency response team for all facility ... to Standard and Local Operating Procedures (SOPs and LSOPs) and support the Peer Review Process. * Utilizes employee feedback and an "open door" policy to identify… more
- Ally (Tallahassee, FL)
- …about industry best practices, new fraud schemes, customer complaints, and regulatory requirements to ensure the organization remains compliant and proactive. ... work experience, education, certification(s), training, and additional qualifications. We review internal pay, the competitive market, and business environment prior… more