- American Express (New York, NY)
- …Qualification:** + Master's degree in Finance/Accounting. CPA is a plus. + Knowledge of regulatory audit or process review is a plus. Guardian ... team is responsible for ensuring governance and oversight of regulatory reporting process . The team performs Quality...to:** + Lead Quality Assurance reviews which include: + Process review to identify control gaps and… more
- BlackRock (New York, NY)
- **About this role** **Associate, Global Product Solutions ETF Regulatory Marketing Review ** **Location: New York or Boston** **About this role** Elevate your ... are seeking an Associate to join the iShares Communications Review team. This team is tasked with the ...and compliance groups and FINRA staff to help ensure regulatory compliance of marketing and sales collateral, digital content,… more
- HSBC (Buffalo, NY)
- …Process + Process and Data Steward for CCAR (Comprehensive Capital Analysis & Review ) 14M Regulatory Reporting process (Finance) + Data and Testing + ... Regulatory Team and acts as a Subject Matter Expert for Regulatory Card Data and Process for Risk and Finance. As our Lead Analyst Customer Information… more
- Amneal Pharmaceuticals (Brookhaven, NY)
- …ensuring compliance with FDA, ISO, and other regulatory standards. Prepare, review , and execute process validation protocols, reports, and SOPs. + Monitor ... management efforts for new equipment installation, facility upgrades, and process improvements, cost reduction, improved efficiencies, and enhancement of...and document process performance and ensure compliance with internal and external… more
- TD Bank (New York, NY)
- …and associated business and product offerings. + An understanding in front-to-back process flows, and regulatory requirements strongly preferred. + Working ... this role. **Job Description:** **Short Term Assignment - 12 Month Duration** Regulatory and Supervisory Management (RSM) drives a strong culture of supervision and… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …the company policies. + Provide input to direct management with respect to process improvement for promotional review activities and establishment of portfolio ... A&P support is provided to stakeholders + Collaboration with Regulatory Therapeutic Area Leads to review key...certain background checks will form part of the recruitment process . Background checks will be conducted in accordance with… more
- Saratoga Hospital (Saratoga Springs, NY)
- …The Clinical Regulatory Readiness Manager will support the medical staff peer review process , OPPE, review onboarding health immunization for all student ... offsite mock surveys, unannounced surveys and assists with the review of regulatory standard crosswalks for every...with medical staff affairs team to support OPPE clinical review process and peer review … more
- City of New York (New York, NY)
- …submit to the Supervising Regulatory Counsel. - Assist the Supervising Regulatory Counsel with the review of providers' responses to Organizational ... accountable through the imposition of contractual penalties after the Supervising Regulatory Counsel conducts an enforcement conference. Review enforcement… more
- TD Bank (New York, NY)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory ... monitoring program + Manages and/or perform independent compliance reviews of regulatory requirements impacting the products supported + Conducts regulatory … more
- Citigroup (Queens, NY)
- …will be from origination to reporting, including a view of end-to-end data and process flows, ongoing review of data quality scorecards for critical data ... regulatory data input into 10Q/10K disclosures and the regulatory and management reporting close process for...of International Finance (IIF) on proposed rulemaking on various regulatory matters. + Review and develop … more