- TD Bank (New York, NY)
- …**U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists ... in remediation of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit, prepares periodic reporting to multiple… more
- Mount Sinai Health System (New York, NY)
- …timely resolution of issues to allow protocols to move swiftly through the pre- review process . + Maintain proactive communication with the committee chair, ... and accuracy **Responsibilities** + **Ensure the smooth operation and regulatory compliance of Protocol Review and Monitoring...timelines to ensure timely PRMS review and re- review of protocols, proactively identifying delays or process… more
- Stony Brook University (Stony Brook, NY)
- …and timely reporting of patient results and compliance with all regulatory standards. Qualified candidates will demonstrate superior patient care and possess ... the Cytogenetics Laboratory. + Competency with chromosome analysis and FISH case review , and generating drafts for patients' final reports. + Designs, implements,… more
- TD Bank (New York, NY)
- …organizational skills for document management, reporting, system administration, etc. Please review desired skills & experience below as you consider this ... with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in… more
- University of Rochester (Rochester, NY)
- …Develops programs and processes to manage complaint cases brought to regulatory authorities and develops process improvements to avoid future ... organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the… more
- Scotiabank (New York, NY)
- …required by regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory and audit findings and work with business product ... + Lead governance forums with risk groups, business and internal controls to review overall health of the business; + Support Internal Controls in completing… more
- Raymond James Financial, Inc. (New York, NY)
- …design, implementation and execution of scenario design, stress testing, expansion and review and challenge in alignment with regulatory requirements and ... contact with senior executives, internal and external auditors and regulatory authorities. **Essential Duties and Responsibilities** + Maintain policies, standards… more
- Weill Cornell Medical College (New York, NY)
- …NYC Offices **Position Summary** Functions as the lead analyst within the respective regulatory team to support the regulatory and research oversight function of ... and Human Research Protection Program (HRPP). **Job Responsibilities** + Conducts regulatory and administrative reviews of Exempt, Expedited and Full Board… more
- American Express (NY)
- …are not limited to:** + Ensure compliance with Federal Reserve and other regulatory reporting requirements, the Company's internal review procedures and all ... of American Express. **How will you make an impact in this role?** The Regulatory Reporting team delivers Bank Holding Company regulatory reports in accordance… more
- Wells Fargo (New York, NY)
- …enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA review process at the time of offer acceptance. + This position ... leader is responsible for aligning product innovation with client needs, regulatory requirements, and market trends. **Key Responsibilities:** + **Product Strategy &… more